AM Investment Strategies provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and insurance.
AM Investment Strategies reports 576 clients. They include 436 individual clients and 140 high-net-worth individuals. Of its assets, 80.4% ($594M across 1,282 accounts) are managed with discretion; $145M across 106 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 76% | 15% |
| High-net-worth individuals | 24% | 84% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Other | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 436 | $110M | 15.0% | $253K |
| High-net-worth individuals | 140 | $623M | 84.3% | $4.45M |
| Pension and profit-sharing plans | Fewer than 5 | $4.4M | 0.6% | — |
| Other | Fewer than 5 | $859K | 0.1% | — |
| Total | 576 | $738M | 100% | — |
- Clients
- 436
- Regulatory AUM
- $110M
- AUM share
- 15.0%
- Avg. per client
- $253K
- Clients
- 140
- Regulatory AUM
- $623M
- AUM share
- 84.3%
- Avg. per client
- $4.45M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.4M
- AUM share
- 0.6%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $859K
- AUM share
- 0.1%
- Avg. per client
- —
Total
- Clients
- 576
- Regulatory AUM
- $738M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
AM Investment Strategies charges 0.70%–1.00% a year for its Investment Management Fees. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Reporting-only or limited account administration
- Reporting-only or limited account administration is charged an annual set fee, normally $50 to $30,000 a year depending on the services requested.
Aon Miller owns 75% or more of AM Investment Strategies. The leadership team of AM Investment Strategies includes Chief Compliance Officer Laura Owsley. It has 5 employees, 2 of them in advisory roles.
Leadership
- Laura OwsleyManaging Member/Manager/Chief Compliance Officer
- Aon MillerManaging Member /Manager
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
- Aon Douglas Miller
- Laura Ginnette Owsley
Staff
- 5 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 insurance agents
- Owns 75% or more of AM Investment Strategies, LLC
Aon Miller
Control person · since October 2012
- Owns 25% to 50% of AM Investment Strategies, LLC
Laura Owsley
Control person · since February 2013
AM Investment Strategies’ regulatory assets grew from $505M (June 2021) to $738M (February 2026); clients rose from 423 to 576 and employees were 5 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $738M | 576 | 5 | 1 |
| Jul 2025July 2025 | $710M | 570 | 5 | 1 |
| Apr 2024April 2024 | $622M | 538 | 5 | 1 |
| Feb 2023February 2023 | $516M | 508 | 5 | 1 |
| Mar 2022March 2022 | $630M | 488 | 5 | 1 |
| Jun 2021June 2021 | $505M | 423 | 5 | 1 |
Besides its headquarters, AM Investment Strategies has 0 offices, with 1 listed address in 1 state.
Tennessee · 1 listed address
- 832 Georgia Avenue, Suite 100, ChattanoogaHQ
Contact and registration details
- Legal name
- AM Investment Strategies, LLC
- Headquarters
- 832 Georgia Avenue, Suite 100, Chattanooga, TN 37402
- Website
- aminvestmentstrategies.com
- Phone
- 423-486-1888
- SEC file
- 801-77283
- Founded
- 2012
- Structure
- Tennessee LLC
- Fiscal year end
- December
AM Investment Strategies’ named custodian for separately managed accounts is Fidelity ($738M). AM Investment Strategies has custody of $228M for 98 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $738M100%
At year end, AM Investment Strategies’ separately managed accounts were mostly in stocks (72%) and cash (16%). Its reported 13F holdings for the quarter ended 30 June 2026 total $521K across 114 positions; the largest are Apple Inc. (16.4%), Berkshire Hathaway Inc. Del (11.4%) and Amazon Com Inc. (9.3%).
What the accounts hold
- Stocks72%
- Funds9%
- Registered funds8%
- Pooled vehicles1%
- Bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash16%
- Other1%
- Alternative investments transferred in/not recommended1%
Reported 13F holdings
- $521K
- Reported 13F value
- 114
- Positions
- 63.0%
- In the 10 largest
- +14.4%
- Value vs. prior quarter
- Apple Inc.16.4%
- Berkshire Hathaway Inc. Del · CL B New11.4%
- Amazon Com Inc.9.3%
- Alphabet Inc. · Cap Stk CL C6.3%
- Tesla Inc.4.3%
- GE Aerospace4.2%
- ASML Hldg NV · N Y Registry Shs3.6%
- US Bancorp2.5%
- Meta Platforms Inc. · CL A2.5%
- Nvidia Corporation2.5%
Together, the ten largest are 63.0% of reported value.
How many clients does AM Investment Strategies have?
AM Investment Strategies has 576 clients and manages $738 million for them, as of February 2026. They include 436 individual clients and 140 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 11 February 2026
What services does AM Investment Strategies offer?
AM Investment Strategies provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does AM Investment Strategies charge?
AM Investment Strategies charges 0.70%–1.00% a year for its Investment Management Fees. The fee is billed in advance and is negotiable.
Which custodians does AM Investment Strategies use?
AM Investment Strategies’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $738M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 February 2026
How many financial advisors does AM Investment Strategies have?
AM Investment Strategies has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does AM Investment Strategies invest in?
At the end of its last fiscal year, AM Investment Strategies’ separately managed accounts held 72% exchange-traded equities, 16% cash and equivalents, 8% registered funds (mutual funds, ETFs, BDCs), 1% U.S. government and agency bonds, 1% state and local bonds, 1% pooled vehicles (private funds and similar) and 1% other. The 1% other category is described as: Alternative Investments Transferred in/Not Recommended.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns AM Investment Strategies?
AM Investment Strategies’ direct owners are Aon Miller (75% or more) and Laura Owsley (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 11 February 2026
How does AM Investment Strategies get paid?
AM Investment Strategies is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact AM Investment Strategies?
AM Investment Strategies’ main office is at 832 Georgia Avenue, Suite 100, Chattanooga, TN 37402. Its phone number is 423-486-1888. Its website is aminvestmentstrategies.com.