Allen Capital Group provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 101–250 clients last fiscal year. The firm advises 2 private funds.
Allen Capital Group reports 2,274 clients. They include 1,779 individual clients, 410 high-net-worth individuals and 56 charitable organizations. Of its assets, 99.6% ($1.5B across 7,160 accounts) are managed with discretion; $5.64M across 2 accounts are not. It advised 50 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 78% | 28% |
| High-net-worth individuals | 18% | 66% |
| Pooled investment vehicles | <1% | <1% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | 2% | 4% |
| Other client typesCorporations and other businesses | 1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,779 | $427M | 28.4% | $240K |
| High-net-worth individuals | 410 | $985M | 65.6% | $2.4M |
| Pooled investment vehicles | 2 | $5.64M | 0.4% | $2.82M |
| Pension and profit-sharing plans | 4 | $8.64M | 0.6% | $2.16M |
| Charitable organizations | 56 | $56.5M | 3.8% | $1.01M |
| Corporations and other businesses | 23 | $18.3M | 1.2% | $795K |
| Total | 2,274 | $1.5B | 100% | $660K |
- Clients
- 1,779
- Regulatory AUM
- $427M
- AUM share
- 28.4%
- Avg. per client
- $240K
- Clients
- 410
- Regulatory AUM
- $985M
- AUM share
- 65.6%
- Avg. per client
- $2.4M
- Clients
- 2
- Regulatory AUM
- $5.64M
- AUM share
- 0.4%
- Avg. per client
- $2.82M
- Clients
- 4
- Regulatory AUM
- $8.64M
- AUM share
- 0.6%
- Avg. per client
- $2.16M
- Clients
- 56
- Regulatory AUM
- $56.5M
- AUM share
- 3.8%
- Avg. per client
- $1.01M
- Clients
- 23
- Regulatory AUM
- $18.3M
- AUM share
- 1.2%
- Avg. per client
- $795K
Total
- Clients
- 2,274
- Regulatory AUM
- $1.5B
- AUM share
- 100%
- Avg. per client
- $660K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 50
- Private funds advised
- 2
- Financial planning clients last fiscal year
- 101–250
Allen Capital Group charges up to 1.75% a year for its Investment Management Program. The fee is billed in advance or in arrears. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Estate Planning
- Estate plans cost $1,250 for a trust-based plan or $1,000 for a will-based plan, for a married or single client.
- Financial Planning Services
- Financial planning is billed at up to $500 an hour, a fixed fee of up to $50,000, or up to 1.75% of specific assets; the minimum fee is $100.
- Outside Account Advice
- Outside account advice is a flat fee of $150 per outside account, an annual fee that is negotiable.
Mark Allen owns 25% to 50% of Allen Capital Group. The leadership team of Allen Capital Group includes Chief Financial Officer Jenny Nichol and Chief Compliance Officer Mark Allen. It has 38 employees, 21 of them in advisory roles.
Leadership
- Jenny NicholChief Financial Officer
- Mark AllenManaging Member / Chief Compliance Officer
- Travis PortwoodMember
- Steven WilburMember
- Kent KochMember
- Philip McBrideMember
- Michael StantonMember
- Shane WissmannMember
Investment adviser representatives
22 representatives listed in the SEC register as of 9 October 2026.
- Eric Jerome Allen
- Mark Jerome Allen
- Steven Philip Cahoy
- Daniel Sean Conroy
- Bradley L Feik
- Benjamin G Hanssen
- Brian E Harmon
- Sarah Lynn Havermann
- Allison Marie Horak
- Kent Kurtis Koch
- Blake Andrew Kokes
- Pamela Jean Korth
- Randal Ray Korth
- Philip Joe McBride
- Travis James Portwood
- Chad Alan Sheffield
- Michael David Stanton
- Trevor Jason Stevens
- Blake Thiele
- Michael C Tuttle
- Steven Eugene Wilbur
- Shane Tyler Wissmann
Staff
- 38 employees
- 21 in advisory functions
- 21 state-registered reps
- 7 insurance agents
- 1 soliciting firm
- Owns 25% to 50% of Allen Capital Group, LLC
Mark Allen
Control person · since July 2005
- Owns 10% to 25% of Allen Capital Group, LLC
Mark J. Allen Legacy Trust
since January 2022
Jordan Allen
Trustee · since November 2021
- Owns 10% to 25% of Allen Capital Group, LLC
Travis Portwood
Control person · since January 2023
- Owns 10% to 25% of Allen Capital Group, LLC
Steven Wilbur
Control person · since January 2023
- Owns 10% to 25% of Allen Capital Group, LLC
Philip McBride
since January 2023
- Owns 5% to 10% of Allen Capital Group, LLC
Jenny Nichol
Control person · since October 2015
- Owns 5% to 10% of Allen Capital Group, LLC
Kent Koch
since January 2023
- Owns 5% to 10% of Allen Capital Group, LLC
Michael Stanton
since January 2023
- Owns 5% to 10% of Allen Capital Group, LLC
Shane Wissmann
since January 2023
Allen Capital Group’s regulatory assets grew 2.1× from $712M (June 2021) to $1.5B (March 2026); clients rose from 1,778 to 2,274 and employees from 30 to 38.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.5B | 2,274 | 38 | 6 |
| July 2025 | $1.22B | 2,130 | 39 | 6 |
| June 2024 | $998M | 2,012 | 37 | 6 |
| March 2023 | $816M | 1,904 | 42 | 7 |
| July 2022 | $890M | 1,832 | 39 | 7 |
| June 2021 | $712M | 1,778 | 30 | 6 |
Besides its headquarters, Allen Capital Group has 5 offices, with 6 listed addresses in Nebraska.
Nebraska · 6 listed addresses
- 3540 Prairieview Street, Suite 200, Grand IslandHQ
- 10050 Regency Circle, Omaha
- 412 W 48th Street, Kearney
- 120 E. 16th Street, Scottsbluff
- 201 East 3rd Street, Chadron
- 201 N Spruce St, Ogallala
Contact and registration details
- Legal name
- Allen Capital Group, LLC
- Headquarters
- 3540 Prairieview Street, Suite 200, Grand Island, NE 68803
- Website
- allencapgroup.com
- Phone
- 308-385-1500
- @1275902
- SEC file
- 801-64514
- Structure
- Delaware LLC
- Fiscal year end
- December
Allen Capital Group uses Charles Schwab ($1.44B) as custodian for its separately managed accounts. Allen Capital Group has custody of $109M in client assets for 667 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $1.44B100%
At year end, Allen Capital Group’s separately managed accounts were mostly in funds (58%) and stocks (31%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.23B across 319 positions; the largest are SPDR Series Trust (6.5%), J P Morgan Exchange Traded F (5.9%) and Victory Portfolios II (4.5%).
What the accounts hold
- Stocks31%
- Funds58%
- Registered funds57%
- Pooled vehicles1%
- Bonds4%
- State and local bonds2%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
- Cash5%
- Other2%
- Variable and fixed annuities2%
Reported 13F holdings
- $1.23B
- Reported 13F value
- 319
- Positions
- 37.1%
- In the 10 largest
- +9.8%
- Value vs. prior quarter
- SPDR Series Trust · ST Str P500etf6.5%
- J P Morgan Exchange Traded F · Core Plus BD ETF5.9%
- Victory Portfolios II · Core BD ETF4.5%
- iShares TR · MSCI Intl Qualty4.2%
- Berkshire Hathaway Inc. Del · CL B New3.6%
- ETF Ser Solutions · Distillate US2.8%
- Apple Inc.2.7%
- Pimco ETF TR · Multisector BD2.5%
- Dimensional ETF Trust · US Targeted Vlu2.4%
- SPDR Series Trust · ST Str Sp600 Sml2.0%
Together, the ten largest are 37.1% of reported value.
How many clients does Allen Capital Group have?
Allen Capital Group has 2,274 clients and manages $1.5 billion for them, as of March 2026. They include 1,779 individual clients, 410 high-net-worth individuals and 56 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Allen Capital Group offer?
Allen Capital Group provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Allen Capital Group charge?
Allen Capital Group charges up to 1.75% a year for its Investment Management Program. The fee is billed in advance or in arrears.
Source: ADV PART 2A, filed 31 March 2026
Which custodians does Allen Capital Group use?
Allen Capital Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.44B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Allen Capital Group have?
Allen Capital Group has 21 investment adviser representatives registered with state securities authorities, out of 38 employees, and 21 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 7 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Allen Capital Group invest in?
At the end of its last fiscal year, Allen Capital Group’s separately managed accounts held 57% registered funds (mutual funds, ETFs, BDCs), 31% exchange-traded equities, 5% cash and equivalents, 2% state and local bonds, 2% other, 1% U.S. government and agency bonds, 1% investment grade corporate bonds and 1% pooled vehicles (private funds and similar). The 2% other category is described as: Variable and Fixed Annuities. It advises 2 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Allen Capital Group?
Allen Capital Group’s direct owners are Mark Allen, Jenny Nichol, Mark J. Allen Legacy Trust, Travis Portwood, Steven Wilbur, Kent Koch, Philip McBride, Michael Stanton and Shane Wissmann, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Allen Capital Group get paid?
Allen Capital Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Allen Capital Group registered with the SEC?
Yes, Allen Capital Group has been registered with the SEC as an investment adviser since 15 July 2005. Its CRD number is 135879 and its SEC file number is 801-64514.
Source: Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record
How do I contact Allen Capital Group?
Allen Capital Group’s main office is at 3540 Prairieview Street, Suite 200, Grand Island, NE 68803. Its phone number is 308-385-1500. Its website is allencapgroup.com.