Allegheny Financial Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers. Financial planning was provided to 3,500 clients last fiscal year. The firm advises 13 private funds.
Allegheny Financial Group reports 3,971 clients. They include 2,583 individual clients, 1,337 high-net-worth individuals and 20 charitable organizations. Of its assets, 97.8% ($5.47B across 13,898 accounts) are managed with discretion; $121M across 132 accounts are not. A wrap fee program the firm both sponsors and manages holds $5.59B. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 65% | 14% |
| High-net-worth individuals | 34% | 80% |
| Pooled investment vehicles | <1% | 3% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | <1% | <1% |
| Other client typesCorporations and other businesses | <1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 2,583 | $803M | 14.4% | $311K |
| High-net-worth individuals | 1,337 | $4.5B | 80.4% | $3.37M |
| Pooled investment vehicles | 13 | $156M | 2.8% | $12M |
| Pension and profit-sharing plans | 5 | $16.1M | 0.3% | $3.21M |
| Charitable organizations | 20 | $47.3M | 0.8% | $2.37M |
| Corporations and other businesses | 13 | $72.6M | 1.3% | $5.58M |
| Total | 3,971 | $5.59B | 100% | $1.41M |
- Clients
- 2,583
- Regulatory AUM
- $803M
- AUM share
- 14.4%
- Avg. per client
- $311K
- Clients
- 1,337
- Regulatory AUM
- $4.5B
- AUM share
- 80.4%
- Avg. per client
- $3.37M
- Clients
- 13
- Regulatory AUM
- $156M
- AUM share
- 2.8%
- Avg. per client
- $12M
- Clients
- 5
- Regulatory AUM
- $16.1M
- AUM share
- 0.3%
- Avg. per client
- $3.21M
- Clients
- 20
- Regulatory AUM
- $47.3M
- AUM share
- 0.8%
- Avg. per client
- $2.37M
- Clients
- 13
- Regulatory AUM
- $72.6M
- AUM share
- 1.3%
- Avg. per client
- $5.58M
Total
- Clients
- 3,971
- Regulatory AUM
- $5.59B
- AUM share
- 100%
- Avg. per client
- $1.41M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 13
- Financial planning clients last fiscal year
- 3500
Allegheny Financial Group charges 0.35%–1.00% a year for its Comprehensive Portfolio Management. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices 3 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$2.5M | 1.00% |
| $2.5M–$5M | 0.65% |
| $5M–$10M | 0.50% |
| $10M–$25M | 0.45% |
| $25M–$50M | 0.40% |
| $50M and above | 0.35% |
Fee details and sources
Other fees
- Investment Management Fees (IMA)
- Advisory fee for IMA accounts ranges from 0% to 1% per annum of billable assets under management.
- Stand-alone financial planning
- Financial planning is billed on a flat, retainer or hourly basis, with a maximum hourly rate of $500, negotiated in advance.
- Streamlined Account Management (SAM)
- Stand-alone SAM accounts pay 0.75% per annum of billable assets, billed quarterly or semi-annually in advance.
Brandon Haynes owns 25% to 50% of Allegheny Financial Group. The leadership team of Allegheny Financial Group includes President Joyce Huffman. It has 103 employees, 28 of them in advisory roles.
Leadership
Joyce HuffmanPresident
Ralph BoydMember/Manager
Joseph ClarkCIO
Darin HawnMember/Manager
Brandon HaynesMember/Manager
Rom HurstMember/Manager
David JeterMember/Manager
Jonathan KuhnMember/Manager
Investment adviser representatives
31 representatives listed in the SEC register as of 9 October 2026.
- Caleb Robert David Boy
- Katrina Louise Brown
- MaryKate Burkes
- Ian Daniel Cerminara
- Courtney Ann Collins
- Michael Dykes
- Jason E Graper
- Benjamin Robert Grom
- Matthew David Haller
- Matthew Ryan Jaspert
- Matthew Daniel Kelly
- Terry Lee Knepp
- Maria Jeannette Koedel
- Joseph Adam Marstellar
- Eric J Matsko
- Nancy Dugan McKee
- Michael Anthony Montileone
- Cassidy Richardson
- Christopher Thomas Smith
- Wyatt Samuel Sten
- Danielle L Stevenson
- John Ryan Walczak
- Ariel Irene Elise Watson
- Chris Patrick Wieder
Staff
- 103 employees
- 28 in advisory functions
- 28 state-registered reps
- 14 insurance agents
- Owns 25% to 50% of Allegheny Financial Group
Brandon Haynes
Control person · since February 2007
- Owns 25% to 50% of Allegheny Financial Group
Jonathan Kuhn
Control person · since February 2007
- Owns 5% to 10% of Allegheny Financial Group
Rom Hurst
Control person · since March 2004
- Owns 5% to 10% of Allegheny Financial Group
Ralph Boyd
Control person · since November 2007
- Owns 5% to 10% of Allegheny Financial Group
Darin Hawn
Control person · since June 2011
- Owns 5% to 10% of Allegheny Financial Group
David Jeter
Control person · since July 2017
Allegheny Financial Group’s regulatory assets grew from $3.9B (May 2021) to $5.59B (August 2026); clients rose from 2,759 to 3,971 and employees were 103 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $5.59B | 3,971 | 103 | 1 |
| April 2025 | $4.9B | 3,952 | 105 | 1 |
| April 2024 | $4.47B | 3,627 | 101 | 1 |
| March 2023 | $3.79B | 3,287 | 101 | 1 |
| March 2022 | $4.42B | 3,068 | 102 | 1 |
| May 2021 | $3.9B | 2,759 | 100 | 1 |
Besides its headquarters, Allegheny Financial Group has 0 offices, with 1 listed address in Pennsylvania.
Pennsylvania · 1 listed address
- Stone Quarry Crossing, 811 Camp Horne Road, Suite 100, PittsburghHQ
Contact and registration details
- Legal name
- Allegheny Financial Group
- Headquarters
- Stone Quarry Crossing, 811 Camp Horne Road, Suite 100, Pittsburgh, PA 15237
- Website
- alleghenyfinancial.com
- Phone
- 412-367-3880
- SEC file
- 801-12566
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
Allegheny Financial Group uses Fidelity ($5.04B) as custodian for its separately managed accounts. Allegheny Financial Group has custody of $81.4M in client assets for 37 clients.
- FidelityFidelity Brokerage Services LLC · Boston, MA · $5.04B100%
At year end, Allegheny Financial Group’s separately managed accounts were mostly in funds (88%). Its reported 13F holdings for the quarter ended 30 June 2026 total $942M across 305 positions; the largest are Putnam ETF Trust (14.1%), iShares TR (6.5%) and Diamond Hill Funds (5.9%).
What the accounts hold
- Stocks5%
- Funds88%
- Cash7%
Reported 13F holdings
- $942M
- Reported 13F value
- 305
- Positions
- 46.7%
- In the 10 largest
- +27.0%
- Value vs. prior quarter
- Putnam ETF Trust · Focused Lar Cap14.1%
- iShares TR · Mrgstr MD CP Grw6.5%
- Diamond Hill Funds · Larg Cap Con ETF5.9%
- EA Series Trust · City Diffnt Invt3.9%
- J P Morgan Exchange Traded F · Flexi Debt ETF3.8%
- Mfs Active Exchange Traded F · Growth ETF2.7%
- iShares TR · Core Div Grwth2.6%
- Schwab Strategic TR · US Lcap GR ETF2.4%
- Apple Inc.2.4%
- J P Morgan Exchange Traded F · Active Growth2.4%
Together, the ten largest are 46.7% of reported value.
How many clients does Allegheny Financial Group have?
Allegheny Financial Group has 3,971 clients and manages $5.59 billion for them, as of August 2026. They include 2,583 individual clients, 1,337 high-net-worth individuals and 20 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 August 2026
What services does Allegheny Financial Group offer?
Allegheny Financial Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Allegheny Financial Group charge?
Allegheny Financial Group charges 0.35%–1.00% a year for its Comprehensive Portfolio Management. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Which custodians does Allegheny Financial Group use?
Allegheny Financial Group’s separately managed account assets are held at Fidelity Brokerage Services LLC (Boston, MA), with $5.04B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 August 2026
How many financial advisors does Allegheny Financial Group have?
Allegheny Financial Group has 28 investment adviser representatives registered with state securities authorities, out of 103 employees, and 28 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 14 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Allegheny Financial Group invest in?
At the end of its last fiscal year, Allegheny Financial Group’s separately managed accounts held 88% registered funds (mutual funds, ETFs, BDCs), 7% cash and equivalents and 5% exchange-traded equities. It advises 13 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Allegheny Financial Group?
Allegheny Financial Group’s direct owners are Rom Hurst, Brandon Haynes, Jonathan Kuhn, Ralph Boyd, Darin Hawn and David Jeter, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 24 August 2026
How does Allegheny Financial Group get paid?
Allegheny Financial Group is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Allegheny Financial Group registered with the SEC?
Yes, Allegheny Financial Group has been registered with the SEC as an investment adviser since 17 January 1977. Its CRD number is 104690 and its SEC file number is 801-12566.
Source: Form ADV Part 1A, Item 1, filed 24 August 2026; IAPD firm record
How do I contact Allegheny Financial Group?
Allegheny Financial Group’s main office is at Stone Quarry Crossing, 811 Camp Horne Road, Suite 100, Pittsburgh, PA 15237. Its phone number is 412-367-3880. Its website is alleghenyfinancial.com.