Alexander Capital Wealth Management provides portfolio management for individuals and small businesses and selecting other managers.
Alexander Capital Wealth Management reports 614 clients. They include 542 individual clients and 72 high-net-worth individuals. Of its assets, 84.7% ($202M across 740 accounts) are managed with discretion; $36.3M across 311 accounts are not. A wrap fee program the firm both sponsors and manages holds $202M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 88% | 31% |
| High-net-worth individuals | 12% | 69% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 542 | $73.9M | 31.0% | $136K |
| High-net-worth individuals | 72 | $164M | 69.0% | $2.28M |
| Total | 614 | $238M | 100% | $388K |
- Clients
- 542
- Regulatory AUM
- $73.9M
- AUM share
- 31.0%
- Avg. per client
- $136K
- Clients
- 72
- Regulatory AUM
- $164M
- AUM share
- 69.0%
- Avg. per client
- $2.28M
Total
- Clients
- 614
- Regulatory AUM
- $238M
- AUM share
- 100%
- Avg. per client
- $388K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Alexander Capital Wealth Management is paid through a percentage of assets under management and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Rocco Guidicipietro owns 50% to 75% of Alexander Capital Wealth Management. The leadership team of Alexander Capital Wealth Management includes Chief Investment Officer Scotty George and Chief Compliance Officer Michele Misiti. It has 36 employees, 35 of them in advisory roles.
Leadership
- Michele MisitiChief Compliance Officer
- Joseph AmatoManaging Member
- Scotty GeorgeChief Investment Strategist
- Rocco GuidicipietroManaging Member
Investment adviser representatives
35 representatives listed in the SEC register as of 9 October 2026.
- Joseph Anthony Amato
- Dustin Aaron Bachtel
- Steven Anthony Bencivenga JR
- James F Boyle III
- Anthony Powell Brasuell
- Jeffrey John Cathersal
- Menachem Nahum Daniels
- Michael William Eldredge
- Nick Filippo
- Vito Antonio Francone II
- Scotty Cameron George
- Stephen William Guercio
- Wesley Heinrichs
- William Ippolito
- Tadd Merrill Killpack
- Kevin Heinz Kulins
- William Russell Lloyd
- James Allen Mayes
- Paul Michael Messina
- Scott Arthur Morris
- Sean Michael Murphy
- Robert Lloyd Omohundro
- Clemente Palacios
- Niccole Marie Palacios
- Gene V Panasenko
- Edward Nelson Portelles
- Gina Marie Portelles
- Jeremy Landon Presley
- Jesus Quezada
- Jobani Sanabria
- Alec J. Seccafico
- Jeanpaul Charles Skovronck
- John Owen Slipek
- John Deforrest Williamson
- Philip William Winters
Staff
- 36 employees
- 35 in advisory functions
- 36 state-registered reps
- 36 broker-dealer reps
- 12 insurance agents
- Owns 50% to 75% of Alexander Capital Wealth Management LLC
Rocco Guidicipietro
Control person · since October 2013
- Owns 50% to 75% of Alexander Capital Wealth Management LLC
Joseph Amato
Control person · since October 2013
Alexander Capital Wealth Management’s regulatory assets grew 5.1× from $46.3M (April 2021) to $238M (July 2026); clients rose from 104 to 614 and employees from 22 to 36.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $238M | 614 | 36 | 26 |
| March 2025 | $212M | 621 | 29 | 19 |
| May 2024 | $121M | 384 | 26 | 17 |
| July 2023 | $78.8M | 273 | 25 | 14 |
| March 2022 | $79.8M | 178 | 23 | 13 |
| April 2021 | $46.3M | 104 | 22 | 5 |
Besides its headquarters, Alexander Capital Wealth Management has 25 offices (19 private residences, listed without an address), with 7 listed addresses across 6 states.
Florida · 2 listed addresses
- 900 North Olive Avenue, West Palm Beach
- 11834 CR 101, The Villages
California · 1 listed address
- 2410 W Valley BLVD, Alhambra
Georgia · 1 listed address
- 9040 Rosewell Road, Atlanta
Missouri · 1 listed address
- 518 1st Street, Glasgow
New Jersey · 1 listed address
- 10 DRS. James Parker BLVD, Suite 202, Red BankHQ
New York · 1 listed address
- 75 Patchogue Road, Ronkonkoma
Other business names
Alexander Capital Wealth Management has reported 5 other business names to the SEC.
- Arthur Morris Liffestyle Wealth Management
- Axio Wealth Strategies
- Lcore Wealth Management LLC
- Medax Capital
- Pivot Professional Partners
Contact and registration details
- Legal name
- Alexander Capital Wealth Management LLC
- Headquarters
- 10 DRS. James Parker BLVD, Suite 202, Red Bank, NJ 07701
- Website
- Not reported
- Phone
- 212-687-5650
- @alexander-capital-lp1
- SEC file
- 801-112997
- Structure
- New York LLC
- Fiscal year end
- December
Alexander Capital Wealth Management uses RBC Capital Markets ($238M) as custodian for its separately managed accounts. Alexander Capital Wealth Management does not have custody of client assets.
- RBC Capital MarketsRBC Capital Markets, LLC · New York, NY · $238M100%
At year end, Alexander Capital Wealth Management’s separately managed accounts were mostly in funds (57%) and stocks (32%).
What the accounts hold
- Stocks32%
- Funds57%
- Bonds4%
- Investment grade corporate bonds2%
- State and local bonds1%
- High-yield corporate bonds1%
- Cash7%
How many clients does Alexander Capital Wealth Management have?
Alexander Capital Wealth Management has 614 clients and manages $238 million for them, as of July 2026. They include 542 individual clients and 72 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 July 2026
What services does Alexander Capital Wealth Management offer?
Alexander Capital Wealth Management provides portfolio management for individuals and small businesses and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Alexander Capital Wealth Management use?
Alexander Capital Wealth Management’s separately managed account assets are held at RBC Capital Markets, LLC (New York, NY), with $238M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 July 2026
How many financial advisors does Alexander Capital Wealth Management have?
Alexander Capital Wealth Management has 36 investment adviser representatives registered with state securities authorities, out of 36 employees, and 35 perform investment advisory functions. 36 employees are registered representatives of a broker-dealer and 12 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Alexander Capital Wealth Management invest in?
At the end of its last fiscal year, Alexander Capital Wealth Management’s separately managed accounts held 57% registered funds (mutual funds, ETFs, BDCs), 32% exchange-traded equities, 7% cash and equivalents, 2% investment grade corporate bonds, 1% state and local bonds and 1% high-yield corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Alexander Capital Wealth Management?
Alexander Capital Wealth Management’s direct owners are Rocco Guidicipietro (50% to 75%) and Joseph Amato (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 31 July 2026
How does Alexander Capital Wealth Management get paid?
Alexander Capital Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Alexander Capital Wealth Management?
Alexander Capital Wealth Management’s main office is at 10 DRS. James Parker BLVD, Suite 202, Red Bank, NJ 07701. Its phone number is 212-687-5650.