Alexander Capital Advisors provides portfolio management for individuals and small businesses and portfolio management for pooled vehicles. The firm advises 1 private fund.
Alexander Capital Advisors reports 17 clients. They include 10 high-net-worth individuals, 6 individual clients and 1 pooled investment vehicle. Of its assets, 100.0% ($104M across 17 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $12M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 35% | <1% |
| High-net-worth individuals | 59% | 11% |
| Pooled investment vehicles | 6% | 89% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 6 | $511K | 0.5% | $85.2K |
| High-net-worth individuals | 10 | $11.4M | 11.0% | $1.14M |
| Pooled investment vehicles | 1 | $92.2M | 88.5% | $92.2M |
| Total | 17 | $104M | 100% | $6.13M |
- Clients
- 6
- Regulatory AUM
- $511K
- AUM share
- 0.5%
- Avg. per client
- $85.2K
- Clients
- 10
- Regulatory AUM
- $11.4M
- AUM share
- 11.0%
- Avg. per client
- $1.14M
- Clients
- 1
- Regulatory AUM
- $92.2M
- AUM share
- 88.5%
- Avg. per client
- $92.2M
Total
- Clients
- 17
- Regulatory AUM
- $104M
- AUM share
- 100%
- Avg. per client
- $6.13M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 1
Alexander Capital Advisors is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Thomas Paolozzi owns 75% or more of Alexander Capital Advisors. The leadership team of Alexander Capital Advisors includes Chief Compliance Officer Thomas Paolozzi. It has 3 employees, 1 of them in advisory roles.
Leadership
- Thomas PaolozziMember/Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
- Thomas Franklin Paolozzi III
Staff
- 3 employees
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Alexander Capital Advisors, LLC
Thomas Paolozzi
Control person · since March 2006
Alexander Capital Advisors’ regulatory assets fell from $120M (March 2021) to $104M (March 2026); clients fell from 87 to 17 and employees rose from 2 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $104M | 17 | 3 | 1 |
| March 2025 | $93.3M | 15 | 3 | 1 |
| March 2023 | $122M | 73 | 2 | 1 |
| February 2022 | $167M | 79 | 3 | 1 |
| March 2021 | $120M | 87 | 2 | 1 |
Besides its headquarters, Alexander Capital Advisors has 0 offices, with 1 listed address in Connecticut.
Connecticut · 1 listed address
- 125 Elm Street, New CanaanHQ
Contact and registration details
- Legal name
- Alexander Capital Advisors, LLC
- Headquarters
- 125 Elm Street, New Canaan, CT 06840-0201
- Website
- alexcapadv.com
- Phone
- 203-966-7707
- SEC file
- 801-131809
- Structure
- Connecticut LLC
- Fiscal year end
- December
Alexander Capital Advisors uses Charles Schwab ($12M) as custodian for its separately managed accounts. Alexander Capital Advisors has custody of $92.2M in client assets for 1 client.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $12M100%
At year end, Alexander Capital Advisors’ separately managed accounts were mostly in stocks (56%) and funds (43%).
What the accounts hold
- Stocks56%
- Funds43%
- Cash1%
How many clients does Alexander Capital Advisors have?
Alexander Capital Advisors has 17 clients and manages $104 million for them, as of March 2026. They include 10 high-net-worth individuals, 6 individual clients and 1 pooled investment vehicle.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 March 2026
What services does Alexander Capital Advisors offer?
Alexander Capital Advisors provides portfolio management for individuals and small businesses and portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Alexander Capital Advisors use?
Alexander Capital Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $12M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 March 2026
How many financial advisors does Alexander Capital Advisors have?
Alexander Capital Advisors has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Alexander Capital Advisors invest in?
At the end of its last fiscal year, Alexander Capital Advisors’ separately managed accounts held 56% exchange-traded equities, 43% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents. It advises 1 private fund.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Alexander Capital Advisors?
Alexander Capital Advisors’ direct owner is Thomas Paolozzi (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 16 March 2026
How does Alexander Capital Advisors get paid?
Alexander Capital Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Alexander Capital Advisors registered with the SEC?
Yes, Alexander Capital Advisors has been registered with the SEC as an investment adviser since 13 January 2025. Its CRD number is 140508 and its SEC file number is 801-131809.
Source: Form ADV Part 1A, Item 1, filed 16 March 2026; IAPD firm record
How do I contact Alexander Capital Advisors?
Alexander Capital Advisors’ main office is at 125 Elm Street, New Canaan, CT 06840-0201. Its phone number is 203-966-7707. Its website is alexcapadv.com.