Aj Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, estate planning, insurance, and tax planning. Financial planning was provided to 251–500 clients last fiscal year.
Aj Advisors reports 414 clients. They include 290 individual clients and 124 high-net-worth individuals. Of its assets, 100.0% ($394M across 1,483 accounts) are managed with discretion. It advised 30 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 70% | 18% |
| High-net-worth individuals | 30% | 82% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 290 | $69.5M | 17.7% | $240K |
| High-net-worth individuals | 124 | $323M | 81.9% | $2.6M |
| Pension and profit-sharing plans | Fewer than 5 | $1.68M | 0.4% | — |
| Charitable organizations | Fewer than 5 | $126K | 0.0% | — |
| Total | 414 | $394M | 100% | — |
- Clients
- 290
- Regulatory AUM
- $69.5M
- AUM share
- 17.7%
- Avg. per client
- $240K
- Clients
- 124
- Regulatory AUM
- $323M
- AUM share
- 81.9%
- Avg. per client
- $2.6M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.68M
- AUM share
- 0.4%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $126K
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 414
- Regulatory AUM
- $394M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 30
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Aj Advisors is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Stand-alone financial planning and consulting
- Negotiable fixed fees of $500 to $5,000 depending on scope, or $300 an hour on an hourly basis.
George Quinn owns 50% to 75% of Aj Advisors. The leadership team of Aj Advisors includes Chief Compliance Officer George Quinn. It has 5 employees, 3 of them in advisory roles.
Leadership
- George QuinnMember, Chief Compliance Officer
- John StaufferMember
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Elijah Mason Culley
- George Andrew Quinn
- John Province Stauffer
Staff
- 5 employees
- 3 in advisory functions
- 3 state-registered reps
- 3 insurance agents
- Owns 50% to 75% of Aj Advisors, LLC
George Quinn
Control person · since April 2022
- Owns 50% to 75% of Aj Advisors, LLC
John Stauffer
Control person · since April 2022
Aj Advisors’ regulatory assets grew Infinity× from $0 (July 2022) to $394M (March 2026); employees rose from 3 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $394M | 414 | 5 | 3 |
| March 2025 | $304M | 389 | 4 | 3 |
| March 2024 | $247M | 389 | 4 | 3 |
| May 2023 | $191M | 342 | 3 | 3 |
| July 2022 | $0 | 0 | 3 | 3 |
Besides its headquarters, Aj Advisors has 2 offices (2 private residences, listed without an address), with 1 listed address in Tennessee.
Tennessee · 1 listed address
- 2726 Larmon Drive, NashvilleHQ
Contact and registration details
- Legal name
- Aj Advisors, LLC
- Headquarters
- 2726 Larmon Drive, Nashville, TN 37204
- Website
- Not reported
- Phone
- 615-709-8709
- @ajadvisors
- SEC file
- 801-125760
- Founded
- 2022
- Structure
- Tennessee LLC
- Fiscal year end
- December
Aj Advisors uses Charles Schwab ($394M) as custodian for its separately managed accounts. Aj Advisors has custody of $166M in client assets for 269 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $394M100%
At year end, Aj Advisors’ separately managed accounts were mostly in funds (89%). Its reported 13F holdings for the quarter ended 30 June 2026 total $322M across 37 positions; the largest are Vanguard Index Fds (23.8%), iShares TR (12.6%) and Invesco Qqq TR (12.6%).
What the accounts hold
- Stocks4%
- Funds89%
- Bonds1%
- Cash6%
Reported 13F holdings
- $322M
- Reported 13F value
- 37
- Positions
- 85.9%
- In the 10 largest
- +19.4%
- Value vs. prior quarter
- Vanguard Index Fds · S&P 500 ETF Shs23.8%
- iShares TR · Intl Div Grwth12.6%
- Invesco Qqq TR · Unit Ser 112.6%
- Vanguard Index Fds · Mid Cap ETF6.3%
- Vanguard Index Fds · Small CP ETF6.3%
- Vanguard Index Fds · Value ETF5.6%
- iShares TR · 0-5 YR Tips ETF4.9%
- Vaneck ETF Trust · Semiconductr ETF4.8%
- First TR Exchange Traded FD · Risng Divd Achiv4.6%
- iShares TR · Core 40 Mode ETF4.4%
Together, the ten largest are 85.9% of reported value.
How many clients does Aj Advisors have?
Aj Advisors has 414 clients and manages $394 million for them, as of March 2026. They include 290 individual clients and 124 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026
What services does Aj Advisors offer?
Aj Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Aj Advisors use?
Aj Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $394M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026
How many financial advisors does Aj Advisors have?
Aj Advisors has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Aj Advisors invest in?
At the end of its last fiscal year, Aj Advisors’ separately managed accounts held 89% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents, 4% exchange-traded equities and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Aj Advisors?
Aj Advisors’ direct owners are George Quinn (50% to 75%) and John Stauffer (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 26 March 2026
How does Aj Advisors get paid?
Aj Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Aj Advisors registered with the SEC?
Yes, Aj Advisors has been registered with the SEC as an investment adviser since 27 May 2022. Its CRD number is 321606 and its SEC file number is 801-125760.
Source: Form ADV Part 1A, Item 1, filed 26 March 2026; IAPD firm record
How do I contact Aj Advisors?
Aj Advisors’ main office is at 2726 Larmon Drive, Nashville, TN 37204. Its phone number is 615-709-8709.