Ables, Iannone, Moore & Associates provides portfolio management for individuals and small businesses, portfolio management for institutions, publishing newsletters, and educational seminars.
Ables, Iannone, Moore & Associates reports 409 clients. They include 312 individual clients, 83 high-net-worth individuals, and 8 corporations and other businesses. Of its assets, 95.7% ($248M across 987 accounts) are managed with discretion; $11.1M across 5 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 76% | 24% |
| High-net-worth individuals | 20% | 73% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | <1% | 1% |
| Corporations and other businesses | 2% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 312 | $62.7M | 24.2% | $201K |
| High-net-worth individuals | 83 | $188M | 72.7% | $2.27M |
| Pension and profit-sharing plans | Fewer than 5 | $897K | 0.3% | $224K |
| Charitable organizations | Fewer than 5 | $3M | 1.2% | $1.5M |
| Corporations and other businesses | 8 | $3.98M | 1.5% | $498K |
| Total | 409 | $259M | 100% | — |
- Clients
- 312
- Regulatory AUM
- $62.7M
- AUM share
- 24.2%
- Avg. per client
- $201K
- Clients
- 83
- Regulatory AUM
- $188M
- AUM share
- 72.7%
- Avg. per client
- $2.27M
- Clients
- Fewer than 5
- Regulatory AUM
- $897K
- AUM share
- 0.3%
- Avg. per client
- $224K
- Clients
- Fewer than 5
- Regulatory AUM
- $3M
- AUM share
- 1.2%
- Avg. per client
- $1.5M
- Clients
- 8
- Regulatory AUM
- $3.98M
- AUM share
- 1.5%
- Avg. per client
- $498K
Total
- Clients
- 409
- Regulatory AUM
- $259M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Ables, Iannone, Moore & Associates charges 0.75%–2.00% a year for its Investment Management Fee. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Consulting
- Limited consulting is charged a fixed or hourly fee, generally $100 to $200 an hour, negotiable and set by a written agreement.
Jeffrey Iannone owns 75% or more of Ables, Iannone, Moore & Associates. The leadership team of Ables, Iannone, Moore & Associates includes President David Haverstick and Chief Compliance Officer Emma Wyman. It has 5 employees, 3 of them in advisory roles.
Leadership
- David HaverstickVice President
- Jeffrey IannonePresident / CEO
- Emma WymanChief Compliance Officer
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
- David P Haverstick
- Jeffrey Anthony Iannone
- Maria Justice
- Conlin Xavier Muller
- Emma M. Wyman
Staff
- 5 employees
- 3 in advisory functions
- 5 state-registered reps
- 1 soliciting firm
- Owns 75% or more of Ables, Iannone, Moore & Associates, Inc.
Jeffrey Iannone
Control person · since May 2006
Ables, Iannone, Moore & Associates’ regulatory assets grew from $183M (February 2021) to $259M (January 2026); clients rose from 294 to 409 and employees from 3 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| January 2026 | $259M | 409 | 5 | 1 |
| March 2025 | $239M | 390 | 5 | 1 |
| March 2024 | $197M | 379 | 4 | 1 |
| March 2023 | $154M | 317 | 3 | 1 |
| January 2022 | $214M | 324 | 4 | 1 |
| February 2021 | $183M | 294 | 3 | 1 |
Besides its headquarters, Ables, Iannone, Moore & Associates has 0 offices, with 1 listed address in Georgia.
Georgia · 1 listed address
- 419 Montgomery Street, SavannahHQ
Contact and registration details
- Legal name
- Ables, Iannone, Moore & Associates, Inc.
- Headquarters
- 419 Montgomery Street, Savannah, GA 31401
- Website
- aimainc.com
- Phone
- 912-777-4128
- SEC file
- 801-108916
- Structure
- South Carolina corporation
- Fiscal year end
- December
Ables, Iannone, Moore & Associates uses Pershing ($259M) as custodian for its separately managed accounts. Ables, Iannone, Moore & Associates does not have custody of client assets.
- PershingPershing Advisor Solutions LLC · Jersey City, NJ · $259M100%
At year end, Ables, Iannone, Moore & Associates’ separately managed accounts were mostly in stocks (74%) and bonds (12%). Its reported 13F holdings for the quarter ended 30 June 2026 total $188M across 62 positions; the largest are Apple Inc. (14.6%), Nvidia Corporation (11.5%) and Alphabet Inc. (11.2%).
What the accounts hold
- Stocks74%
- Funds3%
- Bonds12%
- High-yield corporate bonds7%
- U.S. government and agency bonds2%
- Investment grade corporate bonds2%
- State and local bonds1%
- Cash2%
- Other10%
- Convertible bonds9%
- Derivatives1%
Reported 13F holdings
- $188M
- Reported 13F value
- 62
- Positions
- 66.7%
- In the 10 largest
- +11.6%
- Value vs. prior quarter
- Apple Inc.14.6%
- Nvidia Corporation11.5%
- Alphabet Inc. · Cap Stk CL A11.2%
- Amazon Com Inc.8.7%
- JPMORGAN Chase & Co.4.3%
- Visa Inc. · Com CL A4.1%
- Microsoft Corp.3.6%
- Home Depot Inc.3.4%
- Bank America Corp.2.9%
- Alphabet Inc. · Cap Stk CL C2.5%
Together, the ten largest are 66.7% of reported value.
How many clients does Ables, Iannone, Moore & Associates have?
Ables, Iannone, Moore & Associates has 409 clients and manages $259 million for them, as of January 2026. They include 312 individual clients, 83 high-net-worth individuals, and 8 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 15 January 2026
What services does Ables, Iannone, Moore & Associates offer?
Ables, Iannone, Moore & Associates provides portfolio management for individuals and small businesses, portfolio management for institutions, publishing newsletters, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Ables, Iannone, Moore & Associates charge?
Ables, Iannone, Moore & Associates charges 0.75%–2.00% a year for its Investment Management Fee. The fee is billed in advance and is negotiable.
Source: ABLES, IANNONE, MOORE & ASSOCIATES, INC. DISCLOSURE BROCHURE, filed 15 January 2026
Which custodians does Ables, Iannone, Moore & Associates use?
Ables, Iannone, Moore & Associates’ separately managed account assets are held at Pershing Advisor Solutions LLC (Jersey City, NJ), with $259M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 January 2026
How many financial advisors does Ables, Iannone, Moore & Associates have?
Ables, Iannone, Moore & Associates has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Ables, Iannone, Moore & Associates invest in?
At the end of its last fiscal year, Ables, Iannone, Moore & Associates’ separately managed accounts held 74% exchange-traded equities, 9% other, 7% high-yield corporate bonds, 3% registered funds (mutual funds, ETFs, BDCs), 2% U.S. government and agency bonds, 2% investment grade corporate bonds, 2% cash and equivalents, 1% state and local bonds and 1% derivatives. The 9% other category is described as: Convertible Bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Ables, Iannone, Moore & Associates?
Ables, Iannone, Moore & Associates’ direct owner is Jeffrey Iannone (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 15 January 2026
How does Ables, Iannone, Moore & Associates get paid?
Ables, Iannone, Moore & Associates is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Ables, Iannone, Moore & Associates registered with the SEC?
Yes, Ables, Iannone, Moore & Associates has been registered with the SEC as an investment adviser since 11 January 2017. Its CRD number is 126942 and its SEC file number is 801-108916.
Source: Form ADV Part 1A, Item 1, filed 15 January 2026; IAPD firm record
How do I contact Ables, Iannone, Moore & Associates?
Ables, Iannone, Moore & Associates’ main office is at 419 Montgomery Street, Savannah, GA 31401. Its phone number is 912-777-4128. Its website is aimainc.com.