Xenia Woltmann has been Chief Compliance Officer of Rochester Wealth Strategies since June 2022, is not listed as a control person, but directly owns under 5% of the firm. Xenia Woltmann studied at Wayne State University.
Rochester Wealth Strategies, LLC is a Rochester, MI firm with $204M under management, 141 clients and 4 advisers in one office, as of its August 2026 filing.
Xenia Woltmann is Vice President, Wealth Manager and CCO of Rochester Wealth Strategies. She began her career in finance in 1997 and has strengthened her knowledge in wealth management for over 25 years. She specializes in advanced planning strategies to help clients navigate retirement income, legacy enhancement, and tax mitigation.
Xenia Woltmann’s longest registration is the current one, 6 years at Rochester Wealth Strategies since 2020. Before joining Rochester Wealth Strategies in 2020, Xenia Woltmann was registered through Citizens Investment Services.
- – present · 6 yearsRochester, MI · Adviser representative · Firm CRD 299150
- Citizens Investment Services– · 2 yearsRochester, MI · Adviser representative · Firm CRD 39550
Professional designations
Listed by Rochester Wealth Strategies
- Accredited Wealth Management Advisor (AWMA®)
- Investment Adviser Certified Compliance Professional (IACCP®)
Investment adviser representative registrations
Xenia Woltmann is registered as an investment adviser representative in Michigan, since June 2020.
- MichiganSince 1 June 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 15 December 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 7 April 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 November 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 November 2000 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Xenia Kristina Woltmann
- CRD
- 4256157
- Firm
- Rochester Wealth Strategies · CRD 299150
- Role
- Chief Compliance Officer
- Office
- 439 S. MAIN STREET, SUITE 250, Rochester, MI 48307
- Registration
- Investment adviser registration
- In the industry since
- November 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rochesterwealth.com
Where does Xenia Woltmann work?
Xenia Woltmann has been Chief Compliance Officer of Rochester Wealth Strategies, LLC since June 2022.
Is Xenia Woltmann a financial advisor?
Yes. Xenia Woltmann has a current investment-adviser registration in Michigan, through Rochester Wealth Strategies since June 2020.
How many years of experience does Xenia Woltmann have?
Xenia Woltmann has 25 years in the financial industry, since November 2000, across 2 adviser firms.
What exams has Xenia Woltmann passed?
Xenia Woltmann has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 6TO. The earliest, the Series 6, was passed in November 2000. FINRA credited Xenia Woltmann with the SIE, which began in October 2018.
Where is Xenia Woltmann based?
Xenia Woltmann’s registered office is in Rochester, MI.
Is Xenia Woltmann registered with FINRA?
No. Xenia Woltmann has no current broker registration.
How can I verify Xenia Woltmann’s record?
Search CRD 4256157 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Xenia Woltmann’s full registration record.
