William Walsh has been Managing Member and Chief Compliance Officer of Quantum Leap Capital since December 2014, is a control person of the firm and directly owns 75% or more of it.
Quantum Leap Capital, LLC is a South Burlington, VT firm with $121M under management, 333 clients and 4 advisers in one office, as of its April 2026 filing.
Brendan Walsh has over 25 years of experience in the financial services industry and is part of the team at Quantum Leap Capital. He got his start in financial services with a small family company in 1994, then left that firm for a broker-dealer. He later separated from the broker-dealer, and Quantum Leap Capital was founded in 2013.
William Walsh’s longest registration is the current one, 13 years at Quantum Leap Capital since 2013. Before joining Quantum Leap Capital in 2013, William Walsh was registered through Ameriprise Financial Services, Inc.
- Quantum Leap Capital, LLCCurrent– present · 13 yearsSouth Burlington, VT · Adviser representative · Firm CRD 165310
- Ameriprise Financial Services, Inc.– · 13 yearsColchester, VT · Adviser representative · Firm CRD 6363
Professional designations
Listed by Quantum Leap Capital
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Life Underwriter (CLU®)
Investment adviser representative registrations
William Walsh is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in January 2013.
- TexasResidentSince 2 January 2013
- VermontSince 7 January 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 April 1999 |
| Series 7 | General Securities Representative Examination | 28 April 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 June 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 1 June 1998 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- William Brendan Walsh
- CRD
- 3049060
- Firm
- Quantum Leap Capital · CRD 165310
- Role
- Managing Member and Chief Compliance Officer
- Office
- 3 BALDWIN AVE, South Burlington, VT 05403
- Registration
- Investment adviser registration
- In the industry since
- May 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- quantumleapcapital.com
Where does William Walsh work?
William Walsh has been Managing Member and Chief Compliance Officer of Quantum Leap Capital, LLC since December 2014, and is a control person of the firm.
Is William Walsh a financial advisor?
Yes. William Walsh has a current investment-adviser registration in Texas and Vermont, through Quantum Leap Capital since January 2013.
How many years of experience does William Walsh have?
William Walsh has 27 years in the financial industry, since May 1999, across 2 adviser firms.
What exams has William Walsh passed?
William Walsh has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in June 1998.
Where is William Walsh based?
William Walsh’s registered office is in South Burlington, VT.
Is William Walsh registered with FINRA?
No. William Walsh has no current broker registration.
Is William Walsh a CFP?
Quantum Leap Capital lists William Walsh with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify William Walsh’s record?
Search CRD 3049060 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Walsh’s full registration record.