William Thomson has been an investment adviser representative at Exodus Wealth since January 2020, and is not listed among the firm’s executive officers or direct owners.
Exodus Wealth, LLC is a Fort Lauderdale, FL firm with $484M under management, 2,249 clients and 51 advisers across 50 offices, as of its July 2026 filing.
William Thomson’s longest registration is the current one, 6 years at Exodus Wealth since 2020. Before joining Exodus Wealth in 2020, William Thomson was registered through Prosperity Financial Group, Inc. and TFS Advisory Services.
- Exodus Wealth, LLCCurrent– present · 6 yearsPompton Plains, NJ · Adviser representative · Firm CRD 174328
- – · 1 yearPompton Plains, NJ · Adviser representative · Firm CRD 174328
- Prosperity Financial Group, Inc.– · under a yearPompton Plains, NJ · Adviser representative · Firm CRD 145540
- TFS Advisory Services– · 6 yearsPompton Plains, NJ · Adviser representative · Firm CRD 20626
Investment adviser representative registrations
William Thomson is registered as an investment adviser representative in New Jersey, since January 2020.
- New JerseySince 6 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 8 September 2010 |
| Series 24 | General Securities Principal Examination | 16 October 1995 |
| Series 7 | General Securities Representative Examination | 19 July 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 April 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 September 1984 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- William Mark Thomson
- CRD
- 1287184
- Firm
- Exodus Wealth · CRD 174328
- Office
- Pompton Plains, NJ
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1984
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does William Thomson work?
William Thomson is an investment adviser representative registered through Exodus Wealth, LLC since January 2020, and is not listed among the firm’s executive officers or direct owners.
Is William Thomson a financial advisor?
Yes. William Thomson has a current investment-adviser registration in New Jersey, through Exodus Wealth since January 2020.
How many years of experience does William Thomson have?
William Thomson has 42 years in the financial industry, since September 1984, across 3 adviser firms.
What exams has William Thomson passed?
William Thomson has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 24 and Series 65. The earliest, the Series 6, was passed in September 1984. FINRA credited William Thomson with the SIE, which began in October 2018.
Where did William Thomson work before Exodus Wealth?
Before Exodus Wealth, William Thomson was registered through Prosperity Wealth Management, Inc., October 2018 to December 2019; Prosperity Financial Group, Inc., September 2018 to September 2018; TFS Advisory Services, September 2010 to November 2016.
Where is William Thomson based?
William Thomson’s registered office is in Pompton Plains, NJ.
Is William Thomson registered with FINRA?
Yes. William Thomson has a current broker registration, under CRD 1287184.
Source: FINRA BrokerCheck
How can I verify William Thomson’s record?
Search CRD 1287184 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish William Thomson’s full registration record.