William Tevis has been President, Chief Compliance Officer of Tevis Investment Management since April 2013, is a control person of the firm and directly owns 75% or more of it. William Tevis holds a Bachelor's degree in liberal arts and business from Baylor University and a Master of Business Administration from the University of Dallas.
Tevis Investment Management, LLC is a Plano, TX firm with $235M under management, 431 clients and 1 adviser in one office, as of its March 2026 filing.
Ryan Tevis is Founder of Tevis Investment Management and its lead advisor. He develops custom, goal-driven investment portfolios and has more than 25 years of experience in the financial services industry. Before founding the firm, he worked at two of the largest financial services companies in the world.
William Tevis’ longest registration is the current one, 13 years at Tevis Investment Management since 2013. Before joining Tevis Investment Management in 2013, William Tevis was registered through TH Wealth Management LLC and Andrew Garrett, Inc.
- – present · 13 yearsPlano, TX · Adviser representative · Firm CRD 167750
- TH Wealth Management LLC– · under a yearDallas, TX · Adviser representative · Firm CRD 165101
- Andrew Garrett, Inc.– · 5 yearsDallas, TX · Adviser representative · Firm CRD 29931
- Salomon Smith Barney Inc.– · 2 yearsDallas, TX · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
William Tevis is registered as an investment adviser representative in 3 states. The first approvals date from June 2013; the most recent is Louisiana, in April 2018.
- LouisianaSince 16 April 2018
- New MexicoSince 9 July 2013
- TexasSince 12 June 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 18 December 2007 |
| Series 24 | General Securities Principal Examination | 14 September 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 May 2000 |
| Series 7 | General Securities Representative Examination | 18 April 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- William Ryan Tevis
- CRD
- 4147664
- Firm
- Tevis Investment Management · CRD 167750
- Role
- President, Chief Compliance Officer
- Office
- 5700 WEST PLANO PARKWAY, SUITE 3800, Plano, TX 75093
- Registration
- Investment adviser registration
- In the industry since
- April 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- tevisinvest.com
Where does William Tevis work?
William Tevis has been President, Chief Compliance Officer of Tevis Investment Management, LLC since April 2013, and is a control person of the firm.
Is William Tevis a financial advisor?
Yes. William Tevis has a current investment-adviser registration in Louisiana, New Mexico and Texas, through Tevis Investment Management since June 2013.
How many years of experience does William Tevis have?
William Tevis has 26 years in the financial industry, since April 2000, across 4 adviser firms.
What exams has William Tevis passed?
William Tevis has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in April 2000. FINRA credited William Tevis with the SIE, which began in October 2018.
Where did William Tevis work before Tevis Investment Management?
Before Tevis Investment Management, William Tevis was registered through Andrew Garrett, Inc., December 2007 to February 2013; Salomon Smith Barney Inc., June 2000 to December 2002.
Where is William Tevis based?
William Tevis’ registered office is in Plano, TX.
Is William Tevis registered with FINRA?
No. William Tevis has no current broker registration.
How can I verify William Tevis’ record?
Search CRD 4147664 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Tevis’ full registration record.