William Soltow has been an investment adviser representative at L & W Financial since November 2022, and is not listed among the firm’s executive officers or direct owners.
L & W Financial, LLC is a College Station, TX firm with $207M under management, 724 clients and 8 advisers across 5 offices, as of its July 2026 filing.
William Soltow’s longest registration was 5 years at Corecap Advisors (2018–2023). Before joining L & W Financial in 2022, William Soltow was registered through Corecap Advisors.
- Smith & WyattCurrent– present · 3 yearsCollege Station, TX · Adviser representative · Firm CRD 285310
- Corecap Advisors– · 5 yearsNavasota, TX · Adviser representative · Firm CRD 158819
Investment adviser representative registrations
William Soltow is registered as an investment adviser representative in 3 states. The first approvals date from November 2022; the most recent is Florida, in October 2023.
- FloridaSince 31 October 2023
- LouisianaSince 22 November 2022
- TexasSince 22 November 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 18 January 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 September 2012 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 18 September 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- William Jeffrey Soltow
- CRD
- 6083859
- Firm
- L & W Financial · CRD 285310
- Office
- 2405 Texas Ave, Suite 306, College Station, TX 77840
- Registration
- Investment adviser registration
- In the industry since
- April 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does William Soltow work?
William Soltow is an investment adviser representative registered through L & W Financial, LLC since November 2022, and is not listed among the firm’s executive officers or direct owners.
Is William Soltow a financial advisor?
Yes. William Soltow has a current investment-adviser registration in Florida, Louisiana and Texas, through L & W Financial since November 2022.
How many years of experience does William Soltow have?
William Soltow has 13 years in the financial industry, since April 2013, across 2 adviser firms.
What exams has William Soltow passed?
William Soltow has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in September 2012. FINRA credited William Soltow with the SIE, which began in October 2018.
Where is William Soltow based?
William Soltow’s registered office is in College Station, TX.
Is William Soltow registered with FINRA?
No. William Soltow has no current broker registration.
How can I verify William Soltow’s record?
Search CRD 6083859 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Soltow’s full registration record.