William Scanlon has been an investment adviser representative at Latitude Advisors since August 2011, and is not listed among the firm’s executive officers or direct owners.
Latitude Advisors, LLC is a firm with $567M under management, 1,590 clients and 65 advisers across 26 offices, as of its April 2026 filing.
William Scanlon’s longest registration is the current one, 15 years at Latitude Advisors since 2011. Before joining Latitude Advisors in 2011, William Scanlon was registered through Medallion Advisory Services, LLC and Centaurus Financial, Inc.
- Ameriprise Financial Services, LLC– · under a yearAlbany, NY · Adviser representative · Firm CRD 6363
- GWN Securities Inc.– · 9 yearsEndwell, NY · Adviser representative · Firm CRD 128929
- Latitude Advisors, LLCCurrent– present · 15 yearsEndwell, NY · Adviser representative · Firm CRD 151001
- Medallion Advisory Services, LLC– · 5 yearsEndwell, NY · Adviser representative · Firm CRD 113788
- Centaurus Financial, Inc.– · under a yearCoxsackie, NY · Adviser representative · Firm CRD 30833
Investment adviser representative registrations
William Scanlon is registered as an investment adviser representative in New York, since August 2021.
- New YorkSince 9 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 23 August 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 3 May 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 November 1997 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 10 November 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- William John Scanlon
- CRD
- 2961582
- Firm
- Latitude Advisors · CRD 151001
- Office
- Endwell, NY
- Registration
- Investment adviser registration
- In the industry since
- November 1997
- Disciplinary history
- Not yet shown here · SEC record
Where does William Scanlon work?
William Scanlon is an investment adviser representative registered through Latitude Advisors, LLC since August 2011, and is not listed among the firm’s executive officers or direct owners.
Is William Scanlon a financial advisor?
Yes. William Scanlon has a current investment-adviser registration in New York, through Latitude Advisors since August 2011.
How many years of experience does William Scanlon have?
William Scanlon has 28 years in the financial industry, since November 1997, across 5 adviser firms.
What exams has William Scanlon passed?
William Scanlon has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in November 1997. FINRA credited William Scanlon with the SIE, which began in October 2018.
Where did William Scanlon work before Latitude Advisors?
Before Latitude Advisors, William Scanlon was registered through Medallion Advisory Services, LLC, September 2004 to December 2009; Centaurus Financial, Inc., June 2004 to September 2004.
Where is William Scanlon based?
William Scanlon’s registered office is in Endwell, NY.
Is William Scanlon registered with FINRA?
No. William Scanlon has no current broker registration.
How can I verify William Scanlon’s record?
Search CRD 2961582 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Scanlon’s full registration record.