William Romans has been an investment adviser representative at Formidable Asset Management since March 2024, and is not listed among the firm’s executive officers or direct owners.
Formidable Asset Management, LLC is a Cincinnati, OH firm with $903M under management, 900 clients and 14 advisers across 4 offices, as of its August 2026 filing.
William Romans’ longest registration was 23 years at Raymond James & Associates, Inc. (1999–2022). Before joining Formidable Asset Management in 2024, William Romans was registered through BRM Investment Management LLC and Wedbush Securities Inc.
- – present · 2 yearsVero Beach, FL · Adviser representative · Firm CRD 167555
- BRM Investment Management LLC– · 1 yearVero Beach, FL · Adviser representative · Firm CRD 323439
- Wedbush Securities Inc.– · under a yearVero Beach, FL · Adviser representative · Firm CRD 877
- Raymond James & Associates, Inc.– · 23 yearsVero Beach, FL · Adviser representative · Firm CRD 705
Investment adviser representative registrations
William Romans is registered as an investment adviser representative in Florida, since March 2024.
- FloridaSince 1 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 4 | Registered Options Principal Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 25 June 2010 |
| Series 24 | General Securities Principal Examination | 28 November 2005 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 3 September 2002 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 29 July 2002 |
| Series 66 | Uniform Combined State Law Examination | 9 January 1999 |
| Series 7 | General Securities Representative Examination | 11 December 1998 |
- Name
- Registered Options Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- William Edward Romans
- CRD
- 3134248
- Firm
- Formidable Asset Management · CRD 167555
- Office
- 601 21st Street, Suite 300, Vero Beach, FL 32960
- Registration
- Investment adviser registration
- In the industry since
- June 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does William Romans work?
William Romans is an investment adviser representative registered through Formidable Asset Management, LLC since March 2024, and is not listed among the firm’s executive officers or direct owners.
Is William Romans a financial advisor?
Yes. William Romans has a current investment-adviser registration in Florida, through Formidable Asset Management since March 2024.
How many years of experience does William Romans have?
William Romans has 27 years in the financial industry, since June 1999, across 4 adviser firms.
What exams has William Romans passed?
William Romans has passed 7 licensing exams: the Series 7, Series 66, Series 9, Series 10, Series 24, Series 31 and Series 4. The earliest, the Series 7, was passed in December 1998. FINRA credited William Romans with the SIE, which began in October 2018.
Where did William Romans work before Formidable Asset Management?
Before Formidable Asset Management, William Romans was registered through Wedbush Securities Inc., August 2022 to September 2022; Raymond James & Associates, Inc., January 1999 to May 2022.
Where is William Romans based?
William Romans’ registered office is in Vero Beach, FL.
Is William Romans registered with FINRA?
No. William Romans has no current broker registration.
How can I verify William Romans’ record?
Search CRD 3134248 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Romans’ full registration record.
