William Riggs has been an investment adviser representative at Strategic Wealth Partners since November 2025, and is not listed among the firm’s executive officers or direct owners.
Strategic Wealth Partners LLC is a Franklin, TN firm with $102M under management, 212 clients and 2 advisers across 2 offices, as of its July 2026 filing.
William Riggs’ longest registration was 1 year at Foundations Investment Advisors LLC (2024–2025). Before joining Strategic Wealth Partners in 2025, William Riggs was registered through Advisor Share Wealth Management, LLC and Foundations Investment Advisors LLC.
- – present · under a yearAdviser representative · Firm CRD 336564
- Advisor Share Wealth Management, LLC– · under a yearNorth Charleston, SC · Adviser representative · Firm CRD 307997
- Foundations Investment Advisors LLC– · 1 yearLake Mary, FL · Adviser representative · Firm CRD 175083
Investment adviser representative registrations
William Riggs is registered as an investment adviser representative in 3 states. Each was approved in November 2025.
- South CarolinaSince 13 November 2025
- TennesseeSince 19 November 2025
- TexasSince 13 November 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 23 February 2024 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 September 2020 |
| Series 7TO | General Securities Representative Examination | 16 September 2020 |
| SIE | Securities Industry Essentials Examination | 24 June 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- William Harold Riggs
- CRD
- 7285473
- Firm
- Strategic Wealth Partners · CRD 336564
- Registration
- Investment adviser registration
- In the industry since
- November 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does William Riggs work?
William Riggs is an investment adviser representative registered through Strategic Wealth Partners LLC since November 2025, and is not listed among the firm’s executive officers or direct owners.
Is William Riggs a financial advisor?
Yes. William Riggs has a current investment-adviser registration in South Carolina, Tennessee and Texas, through Strategic Wealth Partners since November 2025.
How many years of experience does William Riggs have?
William Riggs has 5 years in the financial industry, since November 2020, across 3 adviser firms.
What exams has William Riggs passed?
William Riggs has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 65. The earliest, the SIE, was passed in June 2020.
Where did William Riggs work before Strategic Wealth Partners?
Before Strategic Wealth Partners, William Riggs was registered through Foundations Investment Advisors LLC, February 2024 to April 2025.
Is William Riggs registered with FINRA?
No. William Riggs has no current broker registration.
How can I verify William Riggs’ record?
Search CRD 7285473 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Riggs’ full registration record.