William Mortimer has been an investment adviser representative at Solidarity Wealth since October 2021, and is not listed among the firm’s executive officers or direct owners.
Solidarity Wealth, LLC is a Lehi, UT firm with $704M under management, 218 clients and 8 advisers in one office, as of its August 2026 filing.
William Mortimer’s longest registration was 10 years at Wells Fargo Clearing Services, LLC (2011–2021). Before joining Solidarity Wealth in 2021, William Mortimer was registered through Wells Fargo Clearing Services, LLC and Wells Fargo Investments, LLC.
- Solidarity Capital Management, LLCAlso current– present · 3 yearsLehi, UT · Adviser representative · Firm CRD 322596
- Solidarity Wealth, LLCCurrent– present · 5 yearsLehi, UT · Adviser representative · Firm CRD 315843
- Wells Fargo Clearing Services, LLC– · 10 yearsSandy, UT · Adviser representative · Firm CRD 19616
- Wells Fargo Investments, LLC– · under a yearSalt Lake City, UT · Adviser representative · Firm CRD 10582
- Wells Fargo Investments, LLC– · 2 yearsSalt Lake City, UT · Adviser representative · Firm CRD 10582
Investment adviser representative registrations
William Mortimer is registered as an investment adviser representative in Utah, since October 2021.
- UtahSince 22 October 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 August 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 April 2006 |
| Series 7 | General Securities Representative Examination | 2 February 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- William James Mortimer
- CRD
- 5078207
- Firm
- Solidarity Wealth · CRD 315843
- Office
- 3600 N OUTLET PARKWAY, SUITE 200, Lehi, UT 84048
- Registration
- Investment adviser registration
- In the industry since
- March 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does William Mortimer work?
William Mortimer is an investment adviser representative registered through Solidarity Wealth, LLC since October 2021, and is not listed among the firm’s executive officers or direct owners.
Is William Mortimer a financial advisor?
Yes. William Mortimer has a current investment-adviser registration in Utah, through Solidarity Wealth since October 2021.
How many years of experience does William Mortimer have?
William Mortimer has 20 years in the financial industry, since March 2006, across 4 adviser firms.
What exams has William Mortimer passed?
William Mortimer has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in February 2006. FINRA credited William Mortimer with the SIE, which began in October 2018.
Where did William Mortimer work before Solidarity Wealth?
Before Solidarity Wealth, William Mortimer was registered through Wells Fargo Investments, LLC, April 2010 to January 2011; Wells Fargo Investments, LLC, August 2007 to February 2010.
Where is William Mortimer based?
William Mortimer’s registered office is in Lehi, UT.
Is William Mortimer registered with FINRA?
No. William Mortimer has no current broker registration.
How can I verify William Mortimer’s record?
Search CRD 5078207 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Mortimer’s full registration record.
