William Locke has been President & CEO of Adirondack Financial Services since September 2007, is a control person of the firm and directly owns 75% or more of it.
Adirondack Financial Services Corp is an Utica, NY firm with $462M under management, 649 clients and 9 advisers in one office, as of its May 2026 filing.
- – present · 3 yearsUtica, NY · Adviser representative · Firm CRD 126155
Investment adviser representative registrations
William Locke is registered as an investment adviser representative in 2 states. The first approvals date from December 2022; the most recent is Texas, in June 2023.
- New YorkSince 5 December 2022
- TexasSince 1 June 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 4 August 1992 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- William Fox Locke
- CRD
- 1574382
- Firm
- Adirondack Financial Services · CRD 126155
- Role
- President & CEO
- Office
- 185 GENESEE STREET, SUITE 210, Utica, NY 13501
- Registration
- Investment adviser registration
- In the industry since
- December 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does William Locke work?
William Locke has been President & CEO of Adirondack Financial Services Corp since September 2007, and is a control person of the firm.
Is William Locke a financial advisor?
Yes. William Locke has a current investment-adviser registration in New York and Texas, through Adirondack Financial Services since December 2022.
How many years of experience does William Locke have?
William Locke has 3 years in the financial industry, since December 2022, across 1 adviser firm.
What exams has William Locke passed?
William Locke passed the Series 6 in August 1992.
Where is William Locke based?
William Locke’s registered office is in Utica, NY.
Is William Locke registered with FINRA?
No. William Locke has no current broker registration.
How can I verify William Locke’s record?
Search CRD 1574382 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Locke’s full registration record.