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William Horak

President/Chief Compliance Officer at Wealth Management Corporation of America in Tallahassee, FL

Investment adviser and broker registrationsUpdated

William Horak is President/Chief Compliance Officer of Wealth Management Corporation of America, Inc., an investment adviser managing $242M, and works from its Tallahassee, FL office. William Horak has been registered as an investment adviser representative through Wealth Management Corporation of America since 26 November 1990, has 40 years in the industry across 1 firm and has passed the Series 24, Series 7 and Series 63.

40
Years in industry
35
Years at firm
1
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

William Horak has been President/Chief Compliance Officer of Wealth Management Corporation of America since August 1988, is a control person of the firm and directly owns 75% or more of it.

Wealth Management Corporation of America, Inc. is a Tallahassee, FL firm with $242M under management, 1,641 clients and 3 advisers in one office, as of its March 2026 filing.

  1. – present · 35 years
    Tallahassee, FL · Adviser representative · Firm CRD 109576

Credentials and registrations

Investment adviser representative registrations

William Horak is registered as an investment adviser representative in 2 states. The first approvals date from November 1990; the most recent is Texas, in April 2012.

  • FloridaSince 26 November 1990
  • TexasSince 13 April 2012

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 6312 May 2014
Name
Uniform Securities Agent State Law Examination
Series 75 May 2014
Name
General Securities Representative Examination
Series 2424 October 1989
Name
General Securities Principal Examination

Key facts

Full name
William Stuart Horak
CRD
1462594
Role
President/Chief Compliance Officer
Office
2941 KERRY FOREST PARKWAY, Tallahassee, FL 32309
Registration
Investment adviser and broker registrations
In the industry since
March 1986
Disciplinary history
Not yet shown here · SEC record · BrokerCheck

Common questions

Where does William Horak work?

William Horak has been President/Chief Compliance Officer of Wealth Management Corporation of America, Inc. since August 1988, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 25 March 2026

Is William Horak a financial advisor?

Yes. William Horak has a current investment-adviser registration in Florida and Texas, through Wealth Management Corporation of America since November 1990.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does William Horak have?

William Horak has 40 years in the financial industry, since March 1986, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has William Horak passed?

William Horak has passed 3 licensing exams: the Series 24, Series 7 and Series 63. The earliest, the Series 24, was passed in October 1989. FINRA credited William Horak with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where is William Horak based?

William Horak’s registered office is in Tallahassee, FL.

Source: IAPD individual record, checked 22 October 2026

Is William Horak registered with FINRA?

Yes. William Horak has a current broker registration, under CRD 1462594.

Source: FINRA BrokerCheck

How can I verify William Horak’s record?

Search CRD 1462594 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish William Horak’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Sources

  1. IAPD individual record, CRD 1462594, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Wealth Management Corporation of America, Inc., filed 25 March 2026. Title, control and ownership bands.