William Harrigan has been General Counsel & Investment Advisor Representative & CCO of Polaris Financial Partners since November 2009, is not listed as a control person, but directly owns under 5% of the firm. William Harrigan holds a Degree in Journalism and Criminology from the University of New Mexico. William Harrigan studied at the University of New Mexico School of Law.
Polaris Financial Partners, LLC is a Westerville, OH firm with $226M under management, 145 clients and 3 advisers in one office, as of its April 2026 filing.
William Harrigan is General Counsel/Investment Advisor Representative (IAR) of Polaris Financial Partners. He served as a law clerk at the Superior Court of the Virgin Islands for two and a half years. In January 2022 he joined the U.S. Virgin Islands Department of Property and Procurement as legal counsel. He is admitted to practice law in Vermont, Ohio, and the U.S. Virgin Islands.
- – present · 1 yearWesterville, OH · Adviser representative · Firm CRD 299258
Investment adviser representative registrations
William Harrigan is registered as an investment adviser representative in Ohio, since November 2024.
- OhioSince 8 November 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 10 August 2024 |
| Series 65 | Uniform Investment Adviser Law Examination | 5 August 2024 |
| SIE | Securities Industry Essentials Examination | 28 January 2023 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- William Bradford Harrigan
- CRD
- 7655589
- Firm
- Polaris Financial Partners · CRD 299258
- Role
- General Counsel & Investment Advisor Representative & CCO
- Office
- 470 OLDE WORTHINGTON ROAD SUITE 450, Westerville, OH 43082
- Registration
- Investment adviser registration
- In the industry since
- November 2024
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- polarisfinancial.net
Where does William Harrigan work?
William Harrigan has been General Counsel & Investment Advisor Representative & CCO of Polaris Financial Partners, LLC since November 2009.
Is William Harrigan a financial advisor?
Yes. William Harrigan has a current investment-adviser registration in Ohio, through Polaris Financial Partners since November 2024.
How many years of experience does William Harrigan have?
William Harrigan has 1 year in the financial industry, since November 2024, across 1 adviser firm.
What exams has William Harrigan passed?
William Harrigan has passed 3 licensing exams: the SIE, Series 65 and Series 63. The earliest, the SIE, was passed in January 2023.
Where is William Harrigan based?
William Harrigan’s registered office is in Westerville, OH.
Is William Harrigan registered with FINRA?
No. William Harrigan has no current broker registration.
How can I verify William Harrigan’s record?
Search CRD 7655589 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Harrigan’s full registration record.
