William Frasier has been an investment adviser representative at Oakworth Asset Management since July 2025, and is not listed among the firm’s executive officers or direct owners. William Frasier holds a Bachelor of Arts in Geography from Auburn University.
Oakworth Asset Management, LLC is a Birmingham, AL firm with $846M under management, 565 clients and 19 advisers across 4 offices, as of its March 2026 filing.
Mac Frasier is Associate Managing Director, Director of Planning at Oakworth, based in Birmingham. He is responsible for developing and managing Oakworth Capital Bank's custom financial planning process, Guided Planning Solutions (GPS), and also works with its Depth and Dryus client specialties. Before joining Oakworth he worked at Concourse Financial Group (formerly ProEquities), establishing its processes and policies concerning financial planning and advice, and he began his career in 2005 as a client advisor and in the corporate office of an independent broker-dealer.
William Frasier’s longest registration was 6 years at LPL Financial LLC (2007–2013). Before joining Oakworth Asset Management in 2025, William Frasier was registered through Investment Advisors and LPL Financial LLC.
- Investment Advisors– · 5 yearsBirmingham, AL · Adviser representative · Firm CRD 15708
- LPL Financial LLC– · 6 yearsBirmingham, AL · Adviser representative · Firm CRD 6413
- First Command Financial Planning, Inc.– · under a yearBirmingham, AL · Adviser representative · Firm CRD 3641
- Ameriprise Financial Services, Inc.– · 1 yearBirmingham, AL · Adviser representative · Firm CRD 6363
Professional designations
Listed by Oakworth Asset Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Exit Planning Advisor (CEPA)
Investment adviser representative registrations
William Frasier is registered as an investment adviser representative in 3 states. Each was approved in July 2025.
- AlabamaSince 1 July 2025
- North CarolinaSince 1 July 2025
- TennesseeSince 3 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 22 February 2005 |
| Series 7 | General Securities Representative Examination | 7 February 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- William McDowell Frasier
- CRD
- 4882318
- Firm
- Oakworth Asset Management · CRD 335388
- Registration
- Investment adviser registration
- In the industry since
- June 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- oakworth.com
Where does William Frasier work?
William Frasier is an investment adviser representative registered through Oakworth Asset Management, LLC since July 2025, and is not listed among the firm’s executive officers or direct owners.
Is William Frasier a financial advisor?
Yes. William Frasier has a current investment-adviser registration in Alabama, North Carolina and Tennessee, through Oakworth Asset Management since July 2025.
How many years of experience does William Frasier have?
William Frasier has 15 years in the financial industry, since June 2011, across 5 adviser firms.
What exams has William Frasier passed?
William Frasier has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in February 2005. FINRA credited William Frasier with the SIE, which began in October 2018.
Where did William Frasier work before Oakworth Asset Management?
Before Oakworth Asset Management, William Frasier was registered through Investment Advisors, November 2013 to August 2019; LPL Financial LLC, April 2007 to November 2013; First Command Financial Planning, Inc., May 2006 to December 2006; Ameriprise Financial Services, Inc., February 2005 to March 2006.
Is William Frasier registered with FINRA?
No. William Frasier has no current broker registration.
Is William Frasier a CFP?
Oakworth Asset Management lists William Frasier with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify William Frasier’s record?
Search CRD 4882318 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Frasier’s full registration record.
