William Fraley has been an investment adviser representative at Jeffrey Matthews Wealth Management since March 2021, and is not listed among the firm’s executive officers or direct owners.
Jeffrey Matthews Wealth Management, LLC is a Florham Park, NJ firm with $162M under management, 367 clients and 15 advisers across 6 offices, as of its July 2026 filing.
William Fraley’s longest registration is the current one, 5 years at Jeffrey Matthews Wealth Management since 2021. Before joining Jeffrey Matthews Wealth Management in 2021, William Fraley was registered through Truist Advisory Services, Inc. and BB&T Securities, LLC.
- – present · 5 yearsAdviser representative · Firm CRD 155392
- Truist Advisory Services, Inc.– · under a yearAtlanta, GA · Adviser representative · Firm CRD 283390
- BB&T Securities, LLC– · 3 yearsRichmond, VA · Adviser representative · Firm CRD 142785
- BB&T Investment Services, Inc.– · 4 yearsFoley, AL · Adviser representative · Firm CRD 33856
- Waddell & Reed– · 4 yearsTallahassee, FL · Adviser representative · Firm CRD 866
- Wells Fargo Advisors, LLC– · 3 yearsBay Minnette, AL · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
William Fraley is registered as an investment adviser representative in Alabama, since March 2021.
- AlabamaSince 8 March 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 19 December 2005 |
| Series 4 | Registered Options Principal Examination | 18 August 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 March 1995 |
| Series 7 | General Securities Representative Examination | 23 March 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Registered Options Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- William Clifford Fraley
- CRD
- 2334771
- Firm
- Jeffrey Matthews Wealth Management · CRD 155392
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does William Fraley work?
William Fraley is an investment adviser representative registered through Jeffrey Matthews Wealth Management, LLC since March 2021, and is not listed among the firm’s executive officers or direct owners.
Is William Fraley a financial advisor?
Yes. William Fraley has a current investment-adviser registration in Alabama, through Jeffrey Matthews Wealth Management since March 2021.
How many years of experience does William Fraley have?
William Fraley has 33 years in the financial industry, since April 1993, across 6 adviser firms.
What exams has William Fraley passed?
William Fraley has passed 4 licensing exams: the Series 7, Series 63, Series 4 and Series 65. The earliest, the Series 7, was passed in March 1993. FINRA credited William Fraley with the SIE, which began in October 2018.
Where did William Fraley work before Jeffrey Matthews Wealth Management?
Before Jeffrey Matthews Wealth Management, William Fraley was registered through BB&T Securities, LLC, January 2018 to February 2021; BB&T Investment Services, Inc., October 2013 to January 2018; Waddell & Reed, August 2009 to October 2013; Wells Fargo Advisors, LLC, February 2006 to July 2009.
Is William Fraley registered with FINRA?
Yes. William Fraley has a current broker registration, under CRD 2334771.
Source: FINRA BrokerCheck
How can I verify William Fraley’s record?
Search CRD 2334771 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish William Fraley’s full registration record.
