William Flynn has been an investment adviser representative at Up North Financial since December 2021, and is not listed among the firm’s executive officers or direct owners.
Up North Financial, LLC is a Traverse City, MI firm with $204M under management, 337 clients and 2 advisers in one office, as of its March 2026 filing.
- Up North Financial, LLCCurrent– present · 4 yearsTraverse City, MI · Adviser representative · Firm CRD 150996
Investment adviser representative registrations
William Flynn is registered as an investment adviser representative in Michigan, since December 2021.
- MichiganSince 23 December 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 December 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 August 1985 |
| Series 5 | Interest Rate Options Examination | 22 February 1982 |
| PC | AMEX Put and Call Exam | 8 September 1977 |
| Series 7 | General Securities Representative Examination | 19 October 1974 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Interest Rate Options Examination
- Name
- AMEX Put and Call Exam
- Name
- General Securities Representative Examination
- Full name
- William Francis Flynn
- CRD
- 802730
- Firm
- Up North Financial · CRD 150996
- Office
- 223 EAST STATE STREET, SUITE 200, Traverse City, MI 49684
- Registration
- Investment adviser registration
- In the industry since
- March 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does William Flynn work?
William Flynn is an investment adviser representative registered through Up North Financial, LLC since December 2021, and is not listed among the firm’s executive officers or direct owners.
Is William Flynn a financial advisor?
Yes. William Flynn has a current investment-adviser registration in Michigan, through Up North Financial since December 2021.
How many years of experience does William Flynn have?
William Flynn has 15 years in the financial industry, since March 2011, across 1 adviser firm.
What exams has William Flynn passed?
William Flynn has passed 5 licensing exams: the Series 7, PC, Series 5, Series 63 and Series 65. The earliest, the Series 7, was passed in October 1974.
Where is William Flynn based?
William Flynn’s registered office is in Traverse City, MI.
Is William Flynn registered with FINRA?
No. William Flynn has no current broker registration.
How can I verify William Flynn’s record?
Search CRD 802730 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Flynn’s full registration record.