William Fassbender has been an investment adviser representative at BTS Asset Management since April 1984, and is not listed among the firm’s executive officers or direct owners.
BTS Asset Management Inc is a Lincoln, MA firm with $145M under management, 448 clients and 4 advisers in one office, as of its March 2026 filing.
William Fassbender’s longest registration is the current one, 42 years at BTS Asset Management since 1984.
- Advantage Capital Corporation– · 8 yearsWinchester, NH · Adviser representative · Firm CRD 146
- BTS Asset Management, Inc.Current– present · 42 yearsThe Villages, FL · Adviser representative · Firm CRD 105215
Investment adviser representative registrations
William Fassbender is registered as an investment adviser representative in New Hampshire, since March 2002.
- New HampshireSince 4 March 2002
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 23 February 1999 |
| Series 7 | General Securities Representative Examination | 12 November 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 December 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 May 1984 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- William Howard Fassbender
- CRD
- 1264447
- Firm
- BTS Asset Management · CRD 105215
- Office
- The Villages, FL
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 1984
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does William Fassbender work?
William Fassbender is an investment adviser representative registered through BTS Asset Management Inc since April 1984, and is not listed among the firm’s executive officers or direct owners.
Is William Fassbender a financial advisor?
Yes. William Fassbender has a current investment-adviser registration in New Hampshire, through BTS Asset Management since April 1984.
How many years of experience does William Fassbender have?
William Fassbender has 42 years in the financial industry, since April 1984, across 2 adviser firms.
What exams has William Fassbender passed?
William Fassbender has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 24. The earliest, the Series 6, was passed in May 1984. FINRA credited William Fassbender with the SIE, which began in October 2018.
Where is William Fassbender based?
William Fassbender’s registered office is in The Villages, FL.
Is William Fassbender registered with FINRA?
Yes. William Fassbender has a current broker registration, under CRD 1264447.
Source: FINRA BrokerCheck
How can I verify William Fassbender’s record?
Search CRD 1264447 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish William Fassbender’s full registration record.
