William Barham has been an investment adviser representative at Orca Investment Management since January 2013, and is not listed among the firm’s executive officers or direct owners.
Orca Investment Management, LLC is a Lake Oswego, OR firm with $212M under management, 364 clients and 3 advisers across 2 offices, as of its May 2026 filing.
Bill Barham is Sr. Portfolio Manager of Orca Investment Management, LLC. Barham began his career in the financial industry in 1970 and, with two partners, purchased a West Coast investment advisory firm in 1982 that was renamed Bane, Barham & Holloway Assets Management Inc. Orca acquired that firm in January 2013, and Barham continues to work full time as Sr. Portfolio Manager.
William Barham’s longest registration was 30 years at Bane Barham & Holloway Assets Management Inc (1982–2013). Before joining Orca Investment Management in 2013, William Barham was registered through Bane Barham & Holloway Assets Management Inc.
- – present · 13 yearsLake Oswego, OR · Adviser representative · Firm CRD 144377
- Bane Barham & Holloway Assets Management Inc– · 30 yearsWilsonville, OR · Adviser representative · Firm CRD 110337
Investment adviser representative registrations
William Barham is registered as an investment adviser representative in Oregon, since January 2013.
- OregonSince 7 January 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 55 | Limited Representative-Equity Trader Exam | 28 April 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 23 November 1993 |
| F04 | Financial Principal Examination | 9 April 1974 |
| Series 00 | General Securities Principal Examination | 13 April 1973 |
| Series 1 | Registered Representative Examination | 13 February 1970 |
- Name
- Limited Representative-Equity Trader Exam
- Name
- Uniform Investment Adviser Law Examination
- Name
- Financial Principal Examination
- Name
- General Securities Principal Examination
- Name
- Registered Representative Examination
- Full name
- William George Barham
- CRD
- 12438
- Firm
- Orca Investment Management · CRD 144377
- Office
- 6 CENTERPOINTE DRIVE, SUITE 300, Lake Oswego, OR 97035
- Registration
- Investment adviser registration
- In the industry since
- February 1970
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- orcaim.com
Where does William Barham work?
William Barham is an investment adviser representative registered through Orca Investment Management, LLC since January 2013, and is not listed among the firm’s executive officers or direct owners.
Is William Barham a financial advisor?
Yes. William Barham has a current investment-adviser registration in Oregon, through Orca Investment Management since January 2013.
How many years of experience does William Barham have?
William Barham has 56 years in the financial industry, since February 1970, across 2 adviser firms.
What exams has William Barham passed?
William Barham has passed 5 licensing exams: the Series 1, Series 00, F04, Series 65 and Series 55. The earliest, the Series 1, was passed in February 1970.
Where did William Barham work before Orca Investment Management?
Before Orca Investment Management, William Barham was registered through Bane Barham & Holloway Assets Management Inc, June 1982 to January 2013.
Where is William Barham based?
William Barham’s registered office is in Lake Oswego, OR.
Is William Barham registered with FINRA?
No. William Barham has no current broker registration.
How can I verify William Barham’s record?
Search CRD 12438 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Barham’s full registration record.