William Allen has been Co-Managing Member/Investment Advisor of Sentara Capital since January 2012, is a control person of the firm and directly owns 75% or more of it. William Allen holds a Degree in Finance from the University of Georgia.
Sentara Capital LLC is a Marietta, GA firm with $120M under management, 169 clients and 2 advisers in one office, as of its February 2026 filing.
Will Allen is Founder & Financial Advisor of Sentara Capital, based in Marietta, Georgia. Allen has worked in financial services since 1998, beginning at Merrill Lynch and later at Wells Fargo, and founded Sentara Capital in 2011. He is Chapter Director for the Foundation for Personal Financial Education.
William Allen’s longest registration is the current one, 14 years at Sentara Capital since 2012. Before joining Sentara Capital in 2012, William Allen was registered through Resource Horizons Investment Advisory, Inc. and Independent Advisers Group Corp.
- Resource Horizons Investment Advisory, Inc.– · 4 yearsMarietta, GA · Adviser representative · Firm CRD 143384
- Independent Advisers Group Corp– · under a yearMarietta, GA · Adviser representative · Firm CRD 106684
- Jefferson Pilot Securities Corp– · under a yearMarietta, GA · Adviser representative · Firm CRD 3870
Professional designations
Listed by Sentara Capital
- Chartered Retirement Planning Counselor (CRPC®)
Investment adviser representative registrations
William Allen is registered as an investment adviser representative in 3 states. The first approvals date from May 2012; the most recent is Tennessee, in July 2012.
- GeorgiaSince 8 May 2012
- TennesseeSince 6 July 2012
- TexasSince 5 July 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 8 June 2007 |
| Series 7 | General Securities Representative Examination | 14 May 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- William Samuel Allen
- CRD
- 3103398
- Firm
- Sentara Capital · CRD 161132
- Role
- Co-Managing Member/Investment Advisor
- Office
- 3225 SHALLOWFORD ROAD NE, SUITE 900, Marietta, GA 30062
- Registration
- Investment adviser registration
- In the industry since
- July 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- sentaracapital.com
Where does William Allen work?
William Allen has been Co-Managing Member/Investment Advisor of Sentara Capital LLC since January 2012, and is a control person of the firm.
Is William Allen a financial advisor?
Yes. William Allen has a current investment-adviser registration in Georgia, Tennessee and Texas, through Sentara Capital since May 2012.
How many years of experience does William Allen have?
William Allen has 19 years in the financial industry, since July 2007, across 4 adviser firms.
What exams has William Allen passed?
William Allen has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2007.
Where did William Allen work before Sentara Capital?
Before Sentara Capital, William Allen was registered through Independent Advisers Group Corp, July 2007 to February 2008; Jefferson Pilot Securities Corp, July 2007 to February 2008.
Where is William Allen based?
William Allen’s registered office is in Marietta, GA.
Is William Allen registered with FINRA?
No. William Allen has no current broker registration.
How can I verify William Allen’s record?
Search CRD 3103398 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Allen’s full registration record.