Willard Lipe has been Chief Executive Officer/Chief Compliance Officer of Lipe & Dalton,inc. since August 2004, is a control person of the firm and directly owns between 50% and 75% of it.
Lipe & Dalton,inc. is a Syracuse, NY firm with $780M under management, 382 clients and 2 advisers in one office, as of its February 2026 filing.
- – present · 5 yearsSyracuse, NY · Adviser representative · Firm CRD 132737
Investment adviser representative registrations
Willard Lipe is registered as an investment adviser representative in New York, since August 2021.
- New YorkSince 2 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 6 February 1998 |
| Series 7 | General Securities Representative Examination | 23 January 1998 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Willard Charles Lipe
- CRD
- 2997351
- Firm
- Lipe & Dalton,inc. · CRD 132737
- Role
- Chief Executive Officer/Chief Compliance Officer
- Office
- 103 E. WATER STREET, SUITE 305, Syracuse, NY 13202
- Registration
- Investment adviser registration
- In the industry since
- August 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Willard Lipe work?
Willard Lipe has been Chief Executive Officer/Chief Compliance Officer of Lipe & Dalton,inc. since August 2004, and is a control person of the firm.
Is Willard Lipe a financial advisor?
Yes. Willard Lipe has a current investment-adviser registration in New York, through Lipe & Dalton,inc. since August 2021.
How many years of experience does Willard Lipe have?
Willard Lipe has 5 years in the financial industry, since August 2021, across 1 adviser firm.
What exams has Willard Lipe passed?
Willard Lipe has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 1998.
Where is Willard Lipe based?
Willard Lipe’s registered office is in Syracuse, NY.
Is Willard Lipe registered with FINRA?
No. Willard Lipe has no current broker registration.
How can I verify Willard Lipe’s record?
Search CRD 2997351 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Willard Lipe’s full registration record.