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Wesley Pingelton, portrait

Wesley Pingelton

Managing Member / CCO at Northill Aims in Dallas, TX

Investment adviser registrationUpdated

Wesley Pingelton is Managing Member / CCO of Northill Aims, LLC, an investment adviser managing $249M, and works from its Dallas, TX office. Wesley Pingelton has been registered as an investment adviser representative through Northill Aims since 16 December 2025, has 22 years in the industry across 6 firms and has passed the Series 7 and Series 66.

22
Years in industry
0
Years at firm
6
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Wesley Pingelton has been Managing Member / CCO of Northill Aims since October 2025, is a control person of the firm and directly owns 75% or more of it.

Northill Aims, LLC is a Richardson, TX firm with $249M under management, 120 clients and 2 advisers in one office, as of its May 2026 filing.

Wes Pingelton is Founder & Lead Advisor of Northill Aims. As Founder, he looks ten years ahead, anticipating the people, expertise, technology and resources families will need.

Wesley Pingelton’s longest registration was 13 years at Fullcircle Wealth LLC (2013–2026). Before joining Northill Aims in 2025, Wesley Pingelton was registered through Fullcircle Wealth LLC and Invest Financial Corporation.

  1. – present · under a year
    Dallas, TX · Adviser representative · Firm CRD 339338
  2. Fullcircle Wealth LLC
    – · 13 years
    Richardson, TX · Adviser representative · Firm CRD 166695
  3. Invest Financial Corporation
    – · 3 years
    Dallas, TX · Adviser representative · Firm CRD 12984
  4. Biltmore Capital Advisors
    – · under a year
    Frisco, TX · Adviser representative · Firm CRD 143965
  5. FSC Securities Corporation
    – · 1 year
    Atlanta, GA · Adviser representative · Firm CRD 7461
  6. Lincoln Financial Advisors Corporation
    – · 1 year
    Atlanta, GA · Adviser representative · Firm CRD 3978

Credentials and registrations

Professional designations

Listed by Northill Aims

  • CFP®
  • CFA®

Investment adviser representative registrations

Wesley Pingelton is registered as an investment adviser representative in Texas, since December 2025.

  • TexasSince 16 December 2025

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 6627 September 2004
Name
Uniform Combined State Law Examination
Series 71 July 2003
Name
General Securities Representative Examination

Key facts

Full name
Wesley Robert Pingelton
CRD
4662758
Firm
Northill Aims · CRD 339338
Role
Managing Member / CCO
Office
Dallas, TX
Registration
Investment adviser registration
In the industry since
March 2004
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Wesley Pingelton work?

Wesley Pingelton has been Managing Member / CCO of Northill Aims, LLC since October 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 4 May 2026

Is Wesley Pingelton a financial advisor?

Yes. Wesley Pingelton has a current investment-adviser registration in Texas, through Northill Aims since December 2025.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Wesley Pingelton have?

Wesley Pingelton has 22 years in the financial industry, since March 2004, across 6 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Wesley Pingelton passed?

Wesley Pingelton has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2003. FINRA credited Wesley Pingelton with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where did Wesley Pingelton work before Northill Aims?

Before Northill Aims, Wesley Pingelton was registered through Invest Financial Corporation, October 2009 to March 2013; Biltmore Capital Advisors, February 2009 to October 2009; FSC Securities Corporation, April 2008 to October 2009; Lincoln Financial Advisors Corporation, September 2004 to January 2006.

Source: IAPD individual record, checked 22 October 2026

Where is Wesley Pingelton based?

Wesley Pingelton’s registered office is in Dallas, TX.

Source: IAPD individual record, checked 22 October 2026

Is Wesley Pingelton registered with FINRA?

No. Wesley Pingelton has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

Is Wesley Pingelton a CFP?

Northill Aims lists Wesley Pingelton with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.

Source: Wes Pingelton biography, northillaims.com

Is Wesley Pingelton a CFA charterholder?

Northill Aims lists Wesley Pingelton with the CFA credential (“CFA®”) on its website. CFA Institute confirms certification status.

Source: Wes Pingelton biography, northillaims.com

How can I verify Wesley Pingelton’s record?

Search CRD 4662758 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Wesley Pingelton’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Sources

  1. IAPD individual record, CRD 4662758, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Northill Aims, LLC, filed 4 May 2026. Title, control and ownership bands.
  3. Northill Aims team page. Biography, education, credentials, awards and the portrait, reproduced for identification.