Wendy Simmons has been an investment adviser representative at Dahring | Cusmano since September 2025, and is not listed among the firm’s executive officers or direct owners.
Dahring | Cusmano LLC is a Novi, MI firm with $781M under management, 884 clients and 9 advisers across 2 offices, as of its September 2026 filing.
Wendy Simmons’ longest registration was 2 years at Prudential Financial Planning Services (2021–2024). Before joining Dahring | Cusmano in 2025, Wendy Simmons was registered through Next Financial Group, Inc. and Prudential Financial Planning Services.
- – present · 1 yearNovi, MI · Adviser representative · Firm CRD 301236
- Next Financial Group, Inc.– · under a yearNovi, MI · Adviser representative · Firm CRD 46214
- Prudential Financial Planning Services– · 2 yearsTroy, MI · Adviser representative · Firm CRD 5685
- J.P. Morgan Securities LLC– · 1 yearHuntington Woods, MI · Adviser representative · Firm CRD 79
- Ele Advisory Services, Inc– · 1 yearSouthfield, MI · Adviser representative · Firm CRD 148228
- Planmember Securities Corporation– · under a yearGrandville, MI · Adviser representative · Firm CRD 11869
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 2 yearsMuskegon, MI · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Wendy Simmons is registered as an investment adviser representative in Michigan, since September 2025.
- MichiganSince 30 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 28 March 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 10 October 2016 |
| Series 65 | Uniform Investment Adviser Law Examination | 23 December 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 September 2006 |
| Series 7 | General Securities Representative Examination | 12 October 2005 |
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Wendy P. Simmons
- CRD
- 5041493
- Firm
- Dahring | Cusmano · CRD 301236
- Office
- 26200 TOWN CENTER DR., SUITE 100, Novi, MI 48375
- Registration
- Investment adviser registration
- In the industry since
- November 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Wendy Simmons work?
Wendy Simmons is an investment adviser representative registered through Dahring | Cusmano LLC since September 2025, and is not listed among the firm’s executive officers or direct owners.
Is Wendy Simmons a financial advisor?
Yes. Wendy Simmons has a current investment-adviser registration in Michigan, through Dahring | Cusmano since September 2025.
How many years of experience does Wendy Simmons have?
Wendy Simmons has 16 years in the financial industry, since November 2009, across 7 adviser firms.
What exams has Wendy Simmons passed?
Wendy Simmons has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 66 and Series 24. The earliest, the Series 7, was passed in October 2005. FINRA credited Wendy Simmons with the SIE, which began in October 2018.
Where did Wendy Simmons work before Dahring | Cusmano?
Before Dahring | Cusmano, Wendy Simmons was registered through Next Financial Group, Inc., May 2024 to March 2025; Prudential Financial Planning Services, November 2021 to May 2024; J.P. Morgan Securities LLC, February 2020 to July 2021; Ele Advisory Services, Inc, February 2018 to February 2020; Planmember Securities Corporation, October 2016 to April 2017; Merrill Lynch, Pierce, Fenner & Smith Incorporated, May 2010 to May 2012.
Where is Wendy Simmons based?
Wendy Simmons’ registered office is in Novi, MI.
Is Wendy Simmons registered with FINRA?
No. Wendy Simmons has no current broker registration.
How can I verify Wendy Simmons’ record?
Search CRD 5041493 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Wendy Simmons’ full registration record.
Kirk DahringChief Executive Officer- Andy ArmstrongChief Compliance Officer
Angela CusmanoManaging Partner