Wendee Maniago has been Chief Operating Officer of Rasp Wealth Solutions since October 2023, is not listed as a control person, but directly owns under 5% of the firm.
Rasp Wealth Solutions, LLC is a firm with $106M under management, 89 clients and 2 advisers in one office, as of its September 2026 filing.
Wendee Maniago’s longest registration was 14 years at UBS Financial Services Inc. (2009–2023). Before joining Rasp Wealth Solutions in 2023, Wendee Maniago was registered through UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Rasp Wealth Solutions, LLCCurrent– present · 3 yearsNoblesville, IN · Adviser representative · Firm CRD 328248
- UBS Financial Services Inc.– · 14 yearsIndianapolis, IN · Adviser representative · Firm CRD 8174
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearIndianapolis, IN · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Wendee Maniago is registered as an investment adviser representative in Indiana, since October 2023.
- IndianaSince 20 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 6 May 2008 |
| Series 7 | General Securities Representative Examination | 16 October 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Wendee L. Maniago
- CRD
- 5236770
- Firm
- Rasp Wealth Solutions · CRD 328248
- Role
- Chief Operating Officer
- Office
- Noblesville, IN
- Registration
- Investment adviser registration
- In the industry since
- November 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Wendee Maniago work?
Wendee Maniago has been Chief Operating Officer of Rasp Wealth Solutions, LLC since October 2023.
Is Wendee Maniago a financial advisor?
Yes. Wendee Maniago has a current investment-adviser registration in Indiana, through Rasp Wealth Solutions since October 2023.
How many years of experience does Wendee Maniago have?
Wendee Maniago has 18 years in the financial industry, since November 2007, across 3 adviser firms.
What exams has Wendee Maniago passed?
Wendee Maniago has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2007. FINRA credited Wendee Maniago with the SIE, which began in October 2018.
Where did Wendee Maniago work before Rasp Wealth Solutions?
Before Rasp Wealth Solutions, Wendee Maniago was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, May 2008 to January 2009.
Where is Wendee Maniago based?
Wendee Maniago’s registered office is in Noblesville, IN.
Is Wendee Maniago registered with FINRA?
No. Wendee Maniago has no current broker registration.
How can I verify Wendee Maniago’s record?
Search CRD 5236770 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Wendee Maniago’s full registration record.
- Sonia GoforthChief Compliance Officer
Jason RaspCEO