Wayne Davis has been Chief Compliance Officer of Strickland Davis Advisors since January 2018, is a control person of the firm and directly owns between 25% and 50% of it.
Strickland Davis Advisors LLC is a Marietta, GA firm with $121M under management, 93 clients and 3 advisers in one office, as of its September 2026 filing.
Wayne Davis’ longest registration is the current one, 10 years at Strickland Davis Advisors since 2016. Before joining Strickland Davis Advisors in 2016, Wayne Davis was registered through Capital Bank and Trust Company and Capital Guardian Trust Company.
- – present · 10 yearsMarietta, GA · Adviser representative · Firm CRD 126538
- Capital Bank and Trust Company– · under a yearIrvine, CA · Adviser representative · Firm CRD 170017
- Capital Guardian Trust Company– · 3 yearsAtlanta, GA · Adviser representative · Firm CRD 108236
- Neuberger Berman LLC– · 3 yearsAtlanta, GA · Adviser representative · Firm CRD 2908
Investment adviser representative registrations
Wayne Davis is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 2016; the most recent is Texas, in September 2026.
- GeorgiaSince 15 July 2016
- TexasResidentSince 18 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 16 December 2018 |
| Series 66 | Uniform Combined State Law Examination | 8 May 2008 |
| Series 7 | General Securities Representative Examination | 17 April 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 January 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Wayne Albert Davis
- CRD
- 4071044
- Firm
- Strickland Davis Advisors · CRD 126538
- Role
- Chief Compliance Officer
- Office
- 4653 OLDE TOWNE PKWY, Marietta, GA 30068
- Registration
- Investment adviser registration
- In the industry since
- November 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Wayne Davis work?
Wayne Davis has been Chief Compliance Officer of Strickland Davis Advisors LLC since January 2018, and is a control person of the firm.
Is Wayne Davis a financial advisor?
Yes. Wayne Davis has a current investment-adviser registration in Georgia and Texas, through Strickland Davis Advisors since July 2016.
How many years of experience does Wayne Davis have?
Wayne Davis has 17 years in the financial industry, since November 2008, across 4 adviser firms.
What exams has Wayne Davis passed?
Wayne Davis has passed 4 licensing exams: the Series 63, Series 7, Series 66 and SIE. The earliest, the Series 63, was passed in January 2005.
Where did Wayne Davis work before Strickland Davis Advisors?
Before Strickland Davis Advisors, Wayne Davis was registered through Capital Bank and Trust Company, January 2016 to April 2016; Capital Guardian Trust Company, January 2012 to January 2016; Neuberger Berman LLC, May 2008 to October 2011.
Where is Wayne Davis based?
Wayne Davis’ registered office is in Marietta, GA.
Is Wayne Davis registered with FINRA?
No. Wayne Davis has no current broker registration.
How can I verify Wayne Davis’ record?
Search CRD 4071044 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Wayne Davis’ full registration record.