Warren Carrick has been an investment adviser representative at Sledge and Company Wealth Advisors since May 2025, and is not listed among the firm’s executive officers or direct owners.
Sledge and Company Wealth Advisors, LLC is a High Point, NC firm with $183M under management, 200 clients and 4 advisers in one office, as of its April 2026 filing.
Warren Carrick’s longest registration was 14 years at The Wealth Group, LTD (2011–2025). Before joining Sledge and Company Wealth Advisors in 2025, Warren Carrick was registered through The Wealth Group, LTD and Capital Investment Advisory Services, LLC.
- – present · 1 yearHigh Point, NC · Adviser representative · Firm CRD 336314
- The Wealth Group, LTD– · 14 yearsHigh Point, NC · Adviser representative · Firm CRD 154106
- Capital Investment Advisory Services, LLC– · 1 yearRaleigh, NC · Adviser representative · Firm CRD 149124
Investment adviser representative registrations
Warren Carrick is registered as an investment adviser representative in North Carolina, since May 2025.
- North CarolinaSince 29 May 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 1 February 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 December 2009 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 December 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Warren Chad Carrick
- CRD
- 5728615
- Firm
- Sledge and Company Wealth Advisors · CRD 336314
- Office
- 115 W. STATE AVENUE, High Point, NC 27262
- Registration
- Investment adviser registration
- In the industry since
- December 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Warren Carrick work?
Warren Carrick is an investment adviser representative registered through Sledge and Company Wealth Advisors, LLC since May 2025, and is not listed among the firm’s executive officers or direct owners.
Is Warren Carrick a financial advisor?
Yes. Warren Carrick has a current investment-adviser registration in North Carolina, through Sledge and Company Wealth Advisors since May 2025.
How many years of experience does Warren Carrick have?
Warren Carrick has 16 years in the financial industry, since December 2009, across 3 adviser firms.
What exams has Warren Carrick passed?
Warren Carrick has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in December 2009. FINRA credited Warren Carrick with the SIE, which began in October 2018.
Where did Warren Carrick work before Sledge and Company Wealth Advisors?
Before Sledge and Company Wealth Advisors, Warren Carrick was registered through Capital Investment Advisory Services, LLC, February 2010 to May 2011.
Where is Warren Carrick based?
Warren Carrick’s registered office is in High Point, NC.
Is Warren Carrick registered with FINRA?
No. Warren Carrick has no current broker registration.
How can I verify Warren Carrick’s record?
Search CRD 5728615 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Warren Carrick’s full registration record.
