Walter Mortimer has been an investment adviser representative at Coquina Private Wealth since March 2025, and is not listed among the firm’s executive officers or direct owners. Walter Mortimer holds a Bachelor's degree in English from Fordham University.
Coquina Private Wealth LLC is a Port Charlotte, FL firm with $418M under management, 1,519 clients and 8 advisers across 5 offices, as of its February 2026 filing.
Walter Mortimer is Private Wealth Manager of Coquina Private Wealth Advisors. He has spent his entire career in the financial industry, including 45 years as a leader in banking and over 20 years working in investment services. He oversees all aspects of a client's financial operations, including setting strategy and managing expectations.
Walter Mortimer’s longest registration was 16 years at Raymond James Financial Services Advisors, Inc (2009–2025). Before joining Coquina Private Wealth in 2025, Walter Mortimer was registered through Raymond James Financial Services Advisors, Inc and Williams Financial Consultants.
- – present · 1 yearSummerville, SC · Adviser representative · Firm CRD 333615
- Raymond James Financial Services Advisors, Inc– · 16 yearsGeorgetown, TX · Adviser representative · Firm CRD 149018
- Williams Financial Consultants– · 1 yearGeorgetown, TX · Adviser representative · Firm CRD 106919
- Raymond James Financial Services– · 4 yearsGeorgetown, TX · Adviser representative · Firm CRD 6694
Investment adviser representative registrations
Walter Mortimer is registered as an investment adviser representative in 2 states. The first approvals date from March 2025; the most recent is South Carolina, in May 2025.
- South CarolinaSince 27 May 2025
- TexasSince 3 March 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 16 August 2005 |
| Series 66 | Uniform Combined State Law Examination | 14 January 2003 |
| Series 7 | General Securities Representative Examination | 22 May 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Walter Francis Mortimer
- CRD
- 1908992
- Firm
- Coquina Private Wealth · CRD 333615
- Office
- Summerville, SC
- Registration
- Investment adviser registration
- In the industry since
- May 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- coquinaprivatewealth.com
Where does Walter Mortimer work?
Walter Mortimer is an investment adviser representative registered through Coquina Private Wealth LLC since March 2025, and is not listed among the firm’s executive officers or direct owners.
Is Walter Mortimer a financial advisor?
Yes. Walter Mortimer has a current investment-adviser registration in South Carolina and Texas, through Coquina Private Wealth since March 2025.
How many years of experience does Walter Mortimer have?
Walter Mortimer has 24 years in the financial industry, since May 2002, across 4 adviser firms.
What exams has Walter Mortimer passed?
Walter Mortimer has passed 3 licensing exams: the Series 7, Series 66 and Series 63. The earliest, the Series 7, was passed in May 2002. FINRA credited Walter Mortimer with the SIE, which began in October 2018.
Where did Walter Mortimer work before Coquina Private Wealth?
Before Coquina Private Wealth, Walter Mortimer was registered through Williams Financial Consultants, March 2004 to December 2005; Raymond James Financial Services, February 2004 to January 2009.
Where is Walter Mortimer based?
Walter Mortimer’s registered office is in Summerville, SC.
Is Walter Mortimer registered with FINRA?
No. Walter Mortimer has no current broker registration.
How can I verify Walter Mortimer’s record?
Search CRD 1908992 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Walter Mortimer’s full registration record.
