Wallace Kennedy has been Managing Member , President and Chief Compliance Officer of MFG Investments since March 2021, is a control person of the firm and directly owns between 50% and 75% of it.
MFG Investments, LLC is a Medford, NJ firm with $146M under management, 344 clients and 5 advisers across 2 offices, as of its April 2026 filing.
Wallace Kennedy is Founder and President of MFG Investments, LLC, a Registered Investment Advisory firm established in 1996. He has over 32 years of experience in the financial services industry, beginning his career at Bear Stearns & Co. in New York City and later working at Merrill Lynch before launching his own firm. He leads the firm's wealth management, retirement planning and tax-efficient strategies.
Wallace Kennedy’s longest registration is the current one, 21 years at MFG Investments since 2005.
- Medford Financial Group, LLC– · 5 yearsMedford, NJ · Adviser representative · Firm CRD 122521
Professional designations
Listed by MFG Investments
- Registered Financial Consultant (RFC)
Investment adviser representative registrations
Wallace Kennedy is registered as an investment adviser representative in 7 states, as a resident of Texas. The first approvals date from February 2005; the most recent is South Carolina, in December 2023.
- DelawareSince 22 August 2023
- FloridaSince 6 May 2016
- MarylandSince 2 March 2021
- New JerseySince 2 February 2005
- PennsylvaniaSince 1 June 2018
- South CarolinaSince 21 December 2023
- TexasResidentSince 12 April 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 4 February 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 19 July 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 June 1994 |
| Series 7 | General Securities Representative Examination | 8 June 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Wallace Joseph Kennedy
- CRD
- 1886437
- Firm
- MFG Investments · CRD 125122
- Role
- Managing Member , President and Chief Compliance Officer
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- mfginvestments.com
Where does Wallace Kennedy work?
Wallace Kennedy has been Managing Member , President and Chief Compliance Officer of MFG Investments, LLC since March 2021, and is a control person of the firm.
Is Wallace Kennedy a financial advisor?
Yes. Wallace Kennedy has a current investment-adviser registration in Delaware, Florida, Maryland, New Jersey, Pennsylvania, South Carolina and Texas, through MFG Investments since February 2005.
How many years of experience does Wallace Kennedy have?
Wallace Kennedy has 32 years in the financial industry, since December 1993, across 2 adviser firms.
What exams has Wallace Kennedy passed?
Wallace Kennedy has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in June 1994. FINRA credited Wallace Kennedy with the SIE, which began in October 2018.
Is Wallace Kennedy registered with FINRA?
Yes. Wallace Kennedy has a current broker registration, under CRD 1886437.
Source: FINRA BrokerCheck
How can I verify Wallace Kennedy’s record?
Search CRD 1886437 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Wallace Kennedy’s full registration record.
