Walker Davidson has been Managing Member and Chief Compliance Officer of Carolina Strategy since December 2022, is a control person of the firm and directly owns 75% or more of it.
Carolina Strategy, LLC is a firm with $119M under management, 64 clients and 1 adviser in one office, as of its January 2026 filing.
Walker Davidson’s longest registration was 4 years at United Planners' Financial Services of America A Limited Partner (2008–2013). Before joining Carolina Strategy in 2023, Walker Davidson was registered through United Planners' Financial Services of America A Limited Partner and Royal Alliance Associates, Inc.
- Carolina Strategy, LLCCurrent– present · 3 yearsMatthews, NC · Adviser representative · Firm CRD 324629
- United Planners' Financial Services of America A Limited Partner– · 4 yearsMatthews, NC · Adviser representative · Firm CRD 20804
- Royal Alliance Associates, Inc.– · 3 yearsMatthews, NC · Adviser representative · Firm CRD 23131
- Legg Mason Wood Walker Inc– · 3 yearsCharlotte, NC · Adviser representative · Firm CRD 6555
Investment adviser representative registrations
Walker Davidson is registered as an investment adviser representative in North Carolina, since January 2023.
- North CarolinaSince 19 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 6 February 2002 |
| Series 7 | General Securities Representative Examination | 24 January 2002 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Walker Franklin Davidson
- CRD
- 4484374
- Firm
- Carolina Strategy · CRD 324629
- Role
- Managing Member and Chief Compliance Officer
- Office
- Matthews, NC
- Registration
- Investment adviser registration
- In the industry since
- December 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Walker Davidson work?
Walker Davidson has been Managing Member and Chief Compliance Officer of Carolina Strategy, LLC since December 2022, and is a control person of the firm.
Is Walker Davidson a financial advisor?
Yes. Walker Davidson has a current investment-adviser registration in North Carolina, through Carolina Strategy since January 2023.
How many years of experience does Walker Davidson have?
Walker Davidson has 14 years in the financial industry, since December 2011, across 4 adviser firms.
What exams has Walker Davidson passed?
Walker Davidson has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2002.
Where did Walker Davidson work before Carolina Strategy?
Before Carolina Strategy, Walker Davidson was registered through United Planners' Financial Services of America A Limited Partner, November 2008 to March 2013; Royal Alliance Associates, Inc., October 2005 to November 2008; Legg Mason Wood Walker Inc, February 2002 to October 2005.
Where is Walker Davidson based?
Walker Davidson’s registered office is in Matthews, NC.
Is Walker Davidson registered with FINRA?
No. Walker Davidson has no current broker registration.
How can I verify Walker Davidson’s record?
Search CRD 4484374 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Walker Davidson’s full registration record.