Wai Ngan Yu has been Managing Director of Summa Global Advisors since January 2022, is a control person of the firm and directly owns under 5% of it. Wai Ngan Yu holds a Bachelor of Arts in Business Administration from Portland State University.
Summa Global Advisors, LLC is a Clackamas, OR firm with $144M under management, 125 clients and 2 advisers in one office, as of its June 2026 filing.
Henry Yu is Managing Director of Summa Global Advisors, LLC, based in Clackamas, Oregon. He has been Portfolio Manager and Managing Member of the firm since 2009. Earlier he was Private Client Associate at Coldstream Capital Management from 2005 to 2009 and Portfolio Administrator at Western Pacific Investment Advisers from 2004 to 2005.
Wai Ngan Yu’s longest registration is the current one, 16 years at Summa Global Advisors since 2009. Before joining Summa Global Advisors in 2009, Wai Ngan Yu was registered through Coldstream Capital Management Inc.
- Summa Global Advisors, LLCCurrent– present · 16 yearsClackamas, OR · Adviser representative · Firm CRD 148713
- Coldstream Capital Management Inc– · 3 yearsBellevue, WA · Adviser representative · Firm CRD 108805
Professional designations
Listed by Summa Global Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Accredited Estate Planner® (AEP®)
- Tax Planning Certified Professional® (TPCP®)
Investment adviser representative registrations
Wai Ngan Yu is registered as an investment adviser representative in 2 states. The first approvals date from October 2009; the most recent is Texas, in November 2023.
- OregonSince 27 October 2009
- TexasSince 14 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 25 July 2008 |
| Series 7 | General Securities Representative Examination | 25 June 2008 |
| Series 65 | Uniform Investment Adviser Law Examination | 16 August 2006 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Wai Ngan Henry Yu
- CRD
- 5194234
- Firm
- Summa Global Advisors · CRD 148713
- Role
- Managing Director
- Office
- 12901 SE 97TH AVE, SUITE 390, Clackamas, OR 97015
- Registration
- Investment adviser registration
- In the industry since
- October 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- summaglobal.com
Where does Wai Ngan Yu work?
Wai Ngan Yu has been Managing Director of Summa Global Advisors, LLC since January 2022, and is a control person of the firm.
Is Wai Ngan Yu a financial advisor?
Yes. Wai Ngan Yu has a current investment-adviser registration in Oregon and Texas, through Summa Global Advisors since October 2009.
How many years of experience does Wai Ngan Yu have?
Wai Ngan Yu has 20 years in the financial industry, since October 2006, across 2 adviser firms.
What exams has Wai Ngan Yu passed?
Wai Ngan Yu has passed 3 licensing exams: the Series 65, Series 7 and Series 63. The earliest, the Series 65, was passed in August 2006.
Where did Wai Ngan Yu work before Summa Global Advisors?
Before Summa Global Advisors, Wai Ngan Yu was registered through Coldstream Capital Management Inc, July 2006 to August 2009.
Where is Wai Ngan Yu based?
Wai Ngan Yu’s registered office is in Clackamas, OR.
Is Wai Ngan Yu registered with FINRA?
No. Wai Ngan Yu has no current broker registration.
Is Wai Ngan Yu a CFP?
Summa Global Advisors lists Wai Ngan Yu with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Henry Yu, CFP® AEP® TPCP® biography, summaglobal.com
How can I verify Wai Ngan Yu’s record?
Search CRD 5194234 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Wai Ngan Yu’s full registration record.