Wade Wacker has been President & Chief Compliance Officer of Wacker & Associates since December 2011, is a control person of the firm and directly owns 75% or more of it.
Wacker & Associates, Inc. is a Jackson, MN firm with $180M under management, 183 clients and 3 advisers across 2 offices, as of its April 2026 filing.
Wade Wacker’s longest registration is the current one, 12 years at Wacker & Associates since 2013. Before joining Wacker & Associates in 2013, Wade Wacker was registered through Invest Financial Corporation and Nathan & Lewis Securities, Inc.
- Wacker & Associates, Inc.Current– present · 12 yearsJackson, MN · Adviser representative · Firm CRD 159879
- Invest Financial Corporation– · 9 yearsJackson, MN · Adviser representative · Firm CRD 12984
- Nathan & Lewis Securities, Inc.– · 3 yearsJackson, MN · Adviser representative · Firm CRD 8503
Investment adviser representative registrations
Wade Wacker is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from December 2013; the most recent is Texas, in February 2025.
- MinnesotaSince 9 December 2013
- TexasResidentSince 6 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 May 1998 |
| Series 24 | General Securities Principal Examination | 28 February 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 May 1991 |
| Series 7 | General Securities Representative Examination | 13 May 1991 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Wade Mitchell Wacker
- CRD
- 2145660
- Firm
- Wacker & Associates · CRD 159879
- Role
- President & Chief Compliance Officer
- Office
- 208 SHERMAN STREET, Jackson, MN 56143
- Registration
- Investment adviser registration
- In the industry since
- May 1992
- Disciplinary history
- Not yet shown here · SEC record
Where does Wade Wacker work?
Wade Wacker has been President & Chief Compliance Officer of Wacker & Associates, Inc. since December 2011, and is a control person of the firm.
Is Wade Wacker a financial advisor?
Yes. Wade Wacker has a current investment-adviser registration in Minnesota and Texas, through Wacker & Associates since December 2013.
How many years of experience does Wade Wacker have?
Wade Wacker has 34 years in the financial industry, since May 1992, across 3 adviser firms.
What exams has Wade Wacker passed?
Wade Wacker has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in May 1991.
Where did Wade Wacker work before Wacker & Associates?
Before Wacker & Associates, Wade Wacker was registered through Invest Financial Corporation, February 2003 to November 2012; Nathan & Lewis Securities, Inc., August 1999 to January 2003.
Where is Wade Wacker based?
Wade Wacker’s registered office is in Jackson, MN.
Is Wade Wacker registered with FINRA?
No. Wade Wacker has no current broker registration.
How can I verify Wade Wacker’s record?
Search CRD 2145660 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Wade Wacker’s full registration record.