Vinson Brod has been Chief Compliance Officer of Mayflower Financial Advisors since July 2020, is a control person of the firm and directly owns under 5% of it.
Mayflower Financial Advisors, LLC is a Boston, MA firm with $5.82B under management, 1,225 clients and 27 advisers across 8 offices, as of its August 2026 filing.
Vinson Brod’s longest registration was 10 years at Wells Fargo Advisors Financial Network, LLC (2010–2020). Before joining Mayflower Financial Advisors in 2020, Vinson Brod was registered through Wells Fargo Advisors Financial Network, LLC.
- Wells Fargo Advisors Financial Network, LLC– · 10 yearsBoston, MA · Adviser representative · Firm CRD 11025
- Wells Fargo Advisors Financial Network, LLC– · 3 yearsBoston, MA · Adviser representative · Firm CRD 11025
Investment adviser representative registrations
Vinson Brod is registered as an investment adviser representative in Massachusetts, since July 2020.
- MassachusettsSince 28 July 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 9 April 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 July 1995 |
| Series 7 | General Securities Representative Examination | 3 July 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Vinson Edward Brod
- CRD
- 2619867
- Firm
- Mayflower Financial Advisors · CRD 307857
- Role
- Chief Compliance Officer
- Office
- 265 FRANKLIN STREET, SUITE 401, Boston, MA 02110
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 1996
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Vinson Brod work?
Vinson Brod has been Chief Compliance Officer of Mayflower Financial Advisors, LLC since July 2020, and is a control person of the firm.
Is Vinson Brod a financial advisor?
Yes. Vinson Brod has a current investment-adviser registration in Massachusetts, through Mayflower Financial Advisors since July 2020.
How many years of experience does Vinson Brod have?
Vinson Brod has 30 years in the financial industry, since February 1996, across 2 adviser firms.
What exams has Vinson Brod passed?
Vinson Brod has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in July 1995. FINRA credited Vinson Brod with the SIE, which began in October 2018.
Where did Vinson Brod work before Mayflower Financial Advisors?
Before Mayflower Financial Advisors, Vinson Brod was registered through Wells Fargo Advisors Financial Network, LLC, March 2010 to July 2020; Wells Fargo Advisors Financial Network, LLC, February 2006 to December 2009.
Where is Vinson Brod based?
Vinson Brod’s registered office is in Boston, MA.
Is Vinson Brod registered with FINRA?
Yes. Vinson Brod has a current broker registration, under CRD 2619867.
Source: FINRA BrokerCheck
How can I verify Vinson Brod’s record?
Search CRD 2619867 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Vinson Brod’s full registration record.