Vincent Serratore has been Senior Managing Director, CCO of Heritage Wealth Management since November 2011, is a control person of the firm and directly owns 75% or more of it. Vincent Serratore studied at Bryant University.
Heritage Wealth Management, Inc. is a Woburn, MA firm with $153M under management, 218 clients and 2 advisers across 3 offices, as of its August 2026 filing.
Vincent Serratore is Founder and Senior Managing Director of Heritage Wealth Management. He brings 30 years of Financial Services Industry and consulting experience to the firm, having begun his career in the industry in 1995 at John Hancock Financial Services. He was later promoted to Vice President of Sales at John Hancock Funds in Boston.
Vincent Serratore’s longest registration is the current one, 14 years at Heritage Wealth Management since 2011. Before joining Heritage Wealth Management in 2011, Vincent Serratore was registered through Investors Capital Advisory and Eastern Point Advisors Inc.
- Heritage Wealth ManagementCurrent– present · 14 yearsWoburn, MA · Adviser representative · Firm CRD 159158
- Investors Capital Advisory– · 6 yearsMedford, MA · Adviser representative · Firm CRD 30613
- Eastern Point Advisors Inc.– · under a yearLynnfield, MA · Adviser representative · Firm CRD 107123
Investment adviser representative registrations
Vincent Serratore is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from November 2011; the most recent is Texas, in June 2019.
- MassachusettsSince 10 November 2011
- TexasResidentSince 25 June 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 7 May 2004 |
| Series 7 | General Securities Representative Examination | 10 November 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 March 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 30 January 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 2656617
- Firm
- Heritage Wealth Management · CRD 159158
- Role
- Senior Managing Director, CCO
- Office
- 100 TRADE CENTER DRIVE, SUITE G-700, Woburn, MA 01801
- Registration
- Investment adviser registration
- In the industry since
- December 1996
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- hwmcorp.com
Where does Vincent Serratore work?
Vincent Serratore has been Senior Managing Director, CCO of Heritage Wealth Management, Inc. since November 2011, and is a control person of the firm.
Is Vincent Serratore a financial advisor?
Yes. Vincent Serratore has a current investment-adviser registration in Massachusetts and Texas, through Heritage Wealth Management since November 2011.
How many years of experience does Vincent Serratore have?
Vincent Serratore has 29 years in the financial industry, since December 1996, across 3 adviser firms.
What exams has Vincent Serratore passed?
Vincent Serratore has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in January 1996. FINRA credited Vincent Serratore with the SIE, which began in October 2018.
Where did Vincent Serratore work before Heritage Wealth Management?
Before Heritage Wealth Management, Vincent Serratore was registered through Eastern Point Advisors Inc., May 2004 to December 2004.
Where is Vincent Serratore based?
Vincent Serratore’s registered office is in Woburn, MA.
Is Vincent Serratore registered with FINRA?
No. Vincent Serratore has no current broker registration.
How can I verify Vincent Serratore’s record?
Search CRD 2656617 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Vincent Serratore’s full registration record.
