Vincent Incerto has been Chief Compliance Officer of LaSalle St. Investment Advisors since January 2018, is a control person of the firm and directly owns under 5% of it.
Lasalle St. Investment Advisors, L.L.C. is an Elmhurst, IL firm with $5.74B under management, 14,284 clients and 146 advisers across 71 offices, as of its July 2026 filing.
Vincent Incerto is Chief Compliance Officer of LaSalle St. Investment Advisory LLC. He has 25 years in the financial industry, including over 15 years at LaSalle St.
Vincent Incerto’s longest registration is the current one, 7 years at Tilden Loucks & Woodnorth LLC since 2019.
- Tilden Loucks & Woodnorth LLCAlso current– present · 7 yearsElmhurst, IL · Adviser representative · Firm CRD 106713
- – present · 7 yearsElmhurst, IL · Adviser representative · Firm CRD 109701
Professional designations
Listed by LaSalle St. Investment Advisors
- IACCP® Certified Compliance Professional
Investment adviser representative registrations
Vincent Incerto is registered as an investment adviser representative in Illinois, since April 2019.
- IllinoisSince 25 April 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 2 April 2018 |
| Series 24 | General Securities Principal Examination | 11 February 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 April 2012 |
| Series 7 | General Securities Representative Examination | 6 March 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Vincent Edward Incerto
- CRD
- 4335897
- Firm
- LaSalle St. Investment Advisors · CRD 109701
- Role
- Chief Compliance Officer
- Office
- 940 N. INDUSTRIAL DR., Elmhurst, IL 60126-1131
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2012
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- lasallest.com
Where does Vincent Incerto work?
Vincent Incerto has been Chief Compliance Officer of Lasalle St. Investment Advisors, L.L.C. since January 2018, and is a control person of the firm.
Is Vincent Incerto a financial advisor?
Yes. Vincent Incerto has a current investment-adviser registration in Illinois, through LaSalle St. Investment Advisors since April 2019.
How many years of experience does Vincent Incerto have?
Vincent Incerto has 14 years in the financial industry, since March 2012, across 2 adviser firms.
What exams has Vincent Incerto passed?
Vincent Incerto has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in March 2012. FINRA credited Vincent Incerto with the SIE, which began in October 2018.
Where is Vincent Incerto based?
Vincent Incerto’s registered office is in Elmhurst, IL.
Is Vincent Incerto registered with FINRA?
Yes. Vincent Incerto has a current broker registration, under CRD 4335897.
Source: FINRA BrokerCheck
How can I verify Vincent Incerto’s record?
Search CRD 4335897 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Vincent Incerto’s full registration record.
