Vincent Capone has been an investment adviser representative at IM Wealth Partners Investment Advisors since June 2026, and is not listed among the firm’s executive officers or direct owners. Vincent Capone studied at Trinity College.
IM Wealth Partners Investment Advisors LLC is a Blue Bell, PA firm with $124M under management, 17 clients and 8 advisers in one office, as of its September 2026 filing.
Vince Capone is Advisor of IM Wealth Partners, based in Blue Bell, PA. He joined the firm in 2025 after a three-year tenure with Morgan Stanley, serving as a financial advisor. He collaborates with clients on holistic financial planning, covering college saving strategies, retirement planning, investment management, and insurance solutions.
Vincent Capone’s longest registration was 2 years at Morgan Stanley (2022–2024). Before joining IM Wealth Partners Investment Advisors in 2026, Vincent Capone was registered through Morgan Stanley.
- IM Wealth PartnersCurrent– present · under a yearBlue Bell, PA · Adviser representative · Firm CRD 307379
- Stonex Advisors Inc.Also current– present · 1 yearBlue Bell, PA · Adviser representative · Firm CRD 174182
- Morgan Stanley– · 2 yearsPhiladelphia, PA · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Vincent Capone is registered as an investment adviser representative in Pennsylvania, since April 2025.
- PennsylvaniaSince 9 April 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 28 May 2022 |
| Series 7TO | General Securities Representative Examination | 14 March 2022 |
| SIE | Securities Industry Essentials Examination | 30 September 2021 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Vincent S Capone
- CRD
- 7406020
- Firm
- IM Wealth Partners Investment Advisors · CRD 307379
- Office
- 3 VALLEY SQUARE, SUITE 110, Blue Bell, PA 19422
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2022
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- imwealthpartners.com
Where does Vincent Capone work?
Vincent Capone is an investment adviser representative registered through IM Wealth Partners Investment Advisors LLC since June 2026, and is not listed among the firm’s executive officers or direct owners.
Is Vincent Capone a financial advisor?
Yes. Vincent Capone has a current investment-adviser registration in Pennsylvania, through IM Wealth Partners Investment Advisors since June 2026.
How many years of experience does Vincent Capone have?
Vincent Capone has 3 years in the financial industry, since November 2022, across 3 adviser firms.
What exams has Vincent Capone passed?
Vincent Capone has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in September 2021.
Where did Vincent Capone work before IM Wealth Partners Investment Advisors?
Before IM Wealth Partners Investment Advisors, Vincent Capone was registered through Morgan Stanley, May 2022 to July 2024.
Where is Vincent Capone based?
Vincent Capone’s registered office is in Blue Bell, PA.
Is Vincent Capone registered with FINRA?
Yes. Vincent Capone has a current broker registration, under CRD 7406020.
Source: FINRA BrokerCheck
How can I verify Vincent Capone’s record?
Search CRD 7406020 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Vincent Capone’s full registration record.
- Andy ArmstrongChief Compliance Officer
Ian MeierdiercksCEO/Managing Member