Troy Leonard has been Chief Compliance Officer of Cornerstone Enterprises since December 2022, is a control person of the firm and directly owns under 5% of it.
Cornerstone Enterprises, LLC is an Appleton, WI firm with $220M under management, 579 clients and 5 advisers across 3 offices, as of its February 2026 filing.
Troy M. Leonard is Chief Executive of Cornerstone Financial Group. He has worked as an investment advisor with the firm since 2011 and took the reins as head of the firm in 2020. He works with executive teams at small and medium businesses on employee benefits and executive bonus programs, buy-sell agreements, informal business valuations and exit strategies.
Troy Leonard’s longest registration was 11 years at Principal Securities, Inc. (2011–2023). Before joining Cornerstone Enterprises in 2023, Troy Leonard was registered through Principal Securities, Inc.
- Cornerstone Financial GroupCurrent– present · 3 yearsAppleton, WI · Adviser representative · Firm CRD 324255
- Principal Securities, Inc.– · 11 yearsAppleton, WI · Adviser representative · Firm CRD 1137
Professional designations
Listed by Cornerstone Enterprises
- AIF®
- AIFA®
Investment adviser representative registrations
Troy Leonard is registered as an investment adviser representative in 3 states. The first approvals date from January 2023; the most recent is Florida, in June 2023.
- FloridaSince 30 June 2023
- TexasSince 3 January 2023
- WisconsinSince 3 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 May 2011 |
| Series 7 | General Securities Representative Examination | 14 May 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Troy Michael Leonard
- CRD
- 5899672
- Firm
- Cornerstone Enterprises · CRD 324255
- Role
- Chief Compliance Officer
- Office
- 158 E NORTHLAND AVE, Appleton, WI 54911
- Registration
- Investment adviser registration
- In the industry since
- May 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- cfgwi.com
Where does Troy Leonard work?
Troy Leonard has been Chief Compliance Officer of Cornerstone Enterprises, LLC since December 2022, and is a control person of the firm.
Is Troy Leonard a financial advisor?
Yes. Troy Leonard has a current investment-adviser registration in Florida, Texas and Wisconsin, through Cornerstone Enterprises since January 2023.
How many years of experience does Troy Leonard have?
Troy Leonard has 15 years in the financial industry, since May 2011, across 2 adviser firms.
What exams has Troy Leonard passed?
Troy Leonard has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2011. FINRA credited Troy Leonard with the SIE, which began in October 2018.
Where is Troy Leonard based?
Troy Leonard’s registered office is in Appleton, WI.
Is Troy Leonard registered with FINRA?
No. Troy Leonard has no current broker registration.
How can I verify Troy Leonard’s record?
Search CRD 5899672 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Troy Leonard’s full registration record.