Troy Katterheinrich has been an investment adviser representative at Align Financial since August 2025, and is not listed among the firm’s executive officers or direct owners.
Align Financial, LLC is a Hermantown, MN firm with $434M under management, 188 clients and 5 advisers across 6 offices, as of its September 2026 filing.
Troy Katterheinrich is Retirement Planner at Retire Agile. He spent years as an educator before attending the Kingdom Advisors Conference in 2018. He helps Retire Agile clients bring organization and clarity to their financial lives as they plan for retirement.
Troy Katterheinrich’s longest registration was 2 years at Strategic Financial Concepts, LLC (2023–2025). Before joining Align Financial in 2025, Troy Katterheinrich was registered through Strategic Financial Concepts, LLC and Merit Financial Advisors.
- Retire AgileCurrent– present · 1 yearPalm Beach Gardens, FL · Adviser representative · Firm CRD 309238
- Strategic Financial Concepts, LLC– · 2 yearsPalm Beach Gardens, FL · Adviser representative · Firm CRD 141849
- Merit Financial Advisors– · 2 yearsBoynton Beach, FL · Adviser representative · Firm CRD 142457
Professional designations
Listed by Align Financial
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Troy Katterheinrich is registered as an investment adviser representative in 2 states. Each was approved in August 2025.
- FloridaSince 20 August 2025
- TexasSince 7 August 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 2 November 2020 |
| Series 7TO | General Securities Representative Examination | 10 August 2020 |
| SIE | Securities Industry Essentials Examination | 14 May 2020 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Troy Fredrick Katterheinrich
- CRD
- 6992661
- Firm
- Align Financial · CRD 309238
- Office
- Palm Beach Gardens, FL
- Registration
- Investment adviser registration
- In the industry since
- August 2020
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- retireagile.com
Where does Troy Katterheinrich work?
Troy Katterheinrich is an investment adviser representative registered through Align Financial, LLC since August 2025, and is not listed among the firm’s executive officers or direct owners.
Is Troy Katterheinrich a financial advisor?
Yes. Troy Katterheinrich has a current investment-adviser registration in Florida and Texas, through Align Financial since August 2025.
How many years of experience does Troy Katterheinrich have?
Troy Katterheinrich has 6 years in the financial industry, since August 2020, across 3 adviser firms.
What exams has Troy Katterheinrich passed?
Troy Katterheinrich has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in May 2020.
Where did Troy Katterheinrich work before Align Financial?
Before Align Financial, Troy Katterheinrich was registered through Merit Financial Advisors, February 2021 to May 2023.
Where is Troy Katterheinrich based?
Troy Katterheinrich’s registered office is in Palm Beach Gardens, FL.
Is Troy Katterheinrich registered with FINRA?
No. Troy Katterheinrich has no current broker registration.
Is Troy Katterheinrich a CFP?
Align Financial lists Troy Katterheinrich with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Troy Katterheinrich’s record?
Search CRD 6992661 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Troy Katterheinrich’s full registration record.