Tracy Wells has been an investment adviser representative at Whitcomb & Hess since January 2012, and is not listed among the firm’s executive officers or direct owners.
Whitcomb & Hess, Inc. is an Ashland, OH firm with $491M under management, 1,368 clients and 8 advisers in one office, as of its February 2026 filing.
- Whitcomb & Hess, Inc.Current– present · 14 yearsAshland, OH · Adviser representative · Firm CRD 121064
Investment adviser representative registrations
Tracy Wells is registered as an investment adviser representative in Ohio, since January 2012.
- OhioSince 11 January 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 10 January 2012 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Tracy L Wells
- CRD
- 5514013
- Firm
- Whitcomb & Hess · CRD 121064
- Office
- 1020 CLEVELAND AVENUE, Ashland, OH 44805
- Registration
- Investment adviser registration
- In the industry since
- January 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Tracy Wells work?
Tracy Wells is an investment adviser representative registered through Whitcomb & Hess, Inc. since January 2012, and is not listed among the firm’s executive officers or direct owners.
Is Tracy Wells a financial advisor?
Yes. Tracy Wells has a current investment-adviser registration in Ohio, through Whitcomb & Hess since January 2012.
How many years of experience does Tracy Wells have?
Tracy Wells has 14 years in the financial industry, since January 2012, across 1 adviser firm.
What exams has Tracy Wells passed?
Tracy Wells passed the Series 65 in January 2012.
Where is Tracy Wells based?
Tracy Wells’ registered office is in Ashland, OH.
Is Tracy Wells registered with FINRA?
No. Tracy Wells has no current broker registration.
How can I verify Tracy Wells’ record?
Search CRD 5514013 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Tracy Wells’ full registration record.
- Aaron BatesPresident
- Neil HinkleVice President
Ryan GilmerCCO and Chief Investment Officer- Eric KeyTreasurer
- Teri YoderCPA
- Beau CarpenterCPA