Tracy Shackelford has held the title Member at Tenzing Financial since February 2025, is a control person of the firm and directly owns between 50% and 75% of it. Tracy Shackelford studied at the University of Virginia.
Tenzing Financial LLC is a Williamsburg, VA firm with $231M under management, 165 clients and 3 advisers in one office, as of its August 2026 filing.
Tracy Shackelford is Co-Founder and Wealth Management Advisor of Tenzing Financial, based in Williamsburg, Virginia. After a 20+ year career in the corporate world across the U.S. and Europe, she found her true calling in 2010.
Tracy Shackelford’s longest registration was 3 years at Bleakley Financial Group, LLC (2022–2025). Before joining Tenzing Financial in 2025, Tracy Shackelford was registered through Bleakley Financial Group, LLC and Private Advisor Group, LLC.
- Tenzing Financial LLCCurrent– present · 1 yearWilliamsburg, VA · Adviser representative · Firm CRD 335259
- Bleakley Financial Group, LLC– · 3 yearsWilliamsburg, VA · Adviser representative · Firm CRD 318366
- Private Advisor Group, LLC– · 1 yearWilliamsburg, VA · Adviser representative · Firm CRD 155216
- Northwestern Mutual Investment Services,llc– · under a yearWilliamsburg, VA · Adviser representative · Firm CRD 2881
Investment adviser representative registrations
Tracy Shackelford is registered as an investment adviser representative in 2 states. Each was approved in July 2025.
- TexasSince 1 July 2025
- VirginiaSince 1 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 8 March 2018 |
| Series 65 | Uniform Investment Adviser Law Examination | 24 July 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 July 2012 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 March 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Tracy Lyn Shackelford
- CRD
- 5561043
- Firm
- Tenzing Financial · CRD 335259
- Role
- Member
- Office
- 1215 MT VERNON AVE, SUITE C, Williamsburg, VA 23185
- Registration
- Investment adviser registration
- In the industry since
- March 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- tenzingfinancial.us
Where does Tracy Shackelford work?
Tracy Shackelford has held the title Member at Tenzing Financial LLC since February 2025, and is a control person of the firm.
Is Tracy Shackelford a financial advisor?
Yes. Tracy Shackelford has a current investment-adviser registration in Texas and Virginia, through Tenzing Financial since July 2025.
How many years of experience does Tracy Shackelford have?
Tracy Shackelford has 14 years in the financial industry, since March 2012, across 4 adviser firms.
What exams has Tracy Shackelford passed?
Tracy Shackelford has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 26. The earliest, the Series 6, was passed in March 2012. FINRA credited Tracy Shackelford with the SIE, which began in October 2018.
Where did Tracy Shackelford work before Tenzing Financial?
Before Tenzing Financial, Tracy Shackelford was registered through Bleakley Financial Group, LLC, June 2022 to June 2025; Private Advisor Group, LLC, December 2020 to July 2022; Northwestern Mutual Investment Services,llc, August 2015 to May 2016.
Where is Tracy Shackelford based?
Tracy Shackelford’s registered office is in Williamsburg, VA.
Is Tracy Shackelford registered with FINRA?
No. Tracy Shackelford has no current broker registration.
How can I verify Tracy Shackelford’s record?
Search CRD 5561043 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Tracy Shackelford’s full registration record.