Tracy Hawbaker has been Chief Operations Officer of Cladis Investment Advisory since January 2022, is a control person of the firm and directly owns between 25% and 50% of it. Tracy Hawbaker holds a Bachelor of Science in Business Finance from Montana State University-Bozeman.
Cladis Investment Advisory LLC is a Billings, MT firm with $243M under management, 119 clients and 3 advisers in one office, as of its March 2026 filing.
Tracy Hawbaker is a Registered Investment Advisor Representative at Cladis Investment Advisory, based in Billings, Montana, with more than 35 years of combined experience across banking, finance, and healthcare/insurance. She joined the firm in 2010 and became an owner in 2022. Her professional background includes banking and finance roles with Montana Bank, First Interstate Bank, and UBS Financial Services.
Tracy Hawbaker’s longest registration is the current one, 13 years at Cladis Investment Advisory since 2013. Before joining Cladis Investment Advisory in 2013, Tracy Hawbaker was registered through Capstone Wealth Management and UBS Financial Services Inc.
- – present · 13 yearsBillings, MT · Adviser representative · Firm CRD 153873
- Capstone Wealth Management– · 3 yearsBillings, MT · Adviser representative · Firm CRD 130128
- UBS Financial Services Inc.– · under a yearBillings, MT · Adviser representative · Firm CRD 8174
Professional designations
Listed by Cladis Investment Advisory
- AWMA®
- CTFA
Investment adviser representative registrations
Tracy Hawbaker is registered as an investment adviser representative in Montana, since January 2013.
- MontanaSince 25 January 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 27 March 2006 |
| Series 7 | General Securities Representative Examination | 15 August 2005 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Tracy Weidler Hawbaker
- CRD
- 4981864
- Firm
- Cladis Investment Advisory · CRD 153873
- Role
- Chief Operations Officer
- Office
- 180 S. 32ND STREET WEST, SUITE 1, Billings, MT 59102
- Registration
- Investment adviser registration
- In the industry since
- November 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- cladisadvisory.com
Where does Tracy Hawbaker work?
Tracy Hawbaker has been Chief Operations Officer of Cladis Investment Advisory LLC since January 2022, and is a control person of the firm.
Is Tracy Hawbaker a financial advisor?
Yes. Tracy Hawbaker has a current investment-adviser registration in Montana, through Cladis Investment Advisory since January 2013.
How many years of experience does Tracy Hawbaker have?
Tracy Hawbaker has 17 years in the financial industry, since November 2008, across 3 adviser firms.
What exams has Tracy Hawbaker passed?
Tracy Hawbaker has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2005.
Where did Tracy Hawbaker work before Cladis Investment Advisory?
Before Cladis Investment Advisory, Tracy Hawbaker was registered through Capstone Wealth Management, February 2007 to July 2010; UBS Financial Services Inc., March 2006 to December 2006.
Where is Tracy Hawbaker based?
Tracy Hawbaker’s registered office is in Billings, MT.
Is Tracy Hawbaker registered with FINRA?
No. Tracy Hawbaker has no current broker registration.
How can I verify Tracy Hawbaker’s record?
Search CRD 4981864 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Tracy Hawbaker’s full registration record.
