Tracey Higginbotham has been an investment adviser representative at Latitude Advisors since January 2010, and is not listed among the firm’s executive officers or direct owners.
Latitude Advisors, LLC is a firm with $567M under management, 1,590 clients and 65 advisers across 26 offices, as of its April 2026 filing.
Tracey Higginbotham’s longest registration is the current one, 16 years at Latitude Advisors since 2010. Before joining Latitude Advisors in 2010, Tracey Higginbotham was registered through Medallion Advisory Services, LLC and Genworth Financial Advisers Corporation.
- GWN Securities Inc.– · 10 yearsPalm Beach Gardens, FL · Adviser representative · Firm CRD 128929
- Latitude Advisors, LLCCurrent– present · 16 yearsCocoa, FL · Adviser representative · Firm CRD 151001
- Medallion Advisory Services, LLC– · 3 yearsCocoa, FL · Adviser representative · Firm CRD 113788
- Genworth Financial Advisers Corporation– · 2 yearsCocoa, FL · Adviser representative · Firm CRD 105644
- Hochman & Baker Investment Advisory Services, Inc.– · 4 yearsCocoa, FL · Adviser representative · Firm CRD 105560
Investment adviser representative registrations
Tracey Higginbotham is registered as an investment adviser representative in Florida, since January 2010.
- FloridaSince 4 January 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 4 December 2003 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 September 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Tracey Collins Higginbotham
- CRD
- 2209217
- Firm
- Latitude Advisors · CRD 151001
- Office
- 3790 N. US 1, Cocoa, FL 32926
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1995
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Tracey Higginbotham work?
Tracey Higginbotham is an investment adviser representative registered through Latitude Advisors, LLC since January 2010, and is not listed among the firm’s executive officers or direct owners.
Is Tracey Higginbotham a financial advisor?
Yes. Tracey Higginbotham has a current investment-adviser registration in Florida, through Latitude Advisors since January 2010.
How many years of experience does Tracey Higginbotham have?
Tracey Higginbotham has 31 years in the financial industry, since September 1995, across 5 adviser firms.
What exams has Tracey Higginbotham passed?
Tracey Higginbotham has passed 2 licensing exams: the Series 6 and Series 63. The earliest, the Series 6, was passed in September 1995. FINRA credited Tracey Higginbotham with the SIE, which began in October 2018.
Where did Tracey Higginbotham work before Latitude Advisors?
Before Latitude Advisors, Tracey Higginbotham was registered through Medallion Advisory Services, LLC, August 2006 to December 2009; Genworth Financial Advisers Corporation, July 2004 to August 2006; Hochman & Baker Investment Advisory Services, Inc., March 2000 to October 2004.
Where is Tracey Higginbotham based?
Tracey Higginbotham’s registered office is in Cocoa, FL.
Is Tracey Higginbotham registered with FINRA?
Yes. Tracey Higginbotham has a current broker registration, under CRD 2209217.
Source: FINRA BrokerCheck
How can I verify Tracey Higginbotham’s record?
Search CRD 2209217 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Tracey Higginbotham’s full registration record.