Toni Noto has been an investment adviser representative at The Millstone Evans Group since January 2021, and is not listed among the firm’s executive officers or direct owners.
The Millstone Evans Group, LLC is a Boulder, CO firm with $893M under management, 654 clients and 8 advisers across 2 offices, as of its July 2026 filing.
Toni Noto’s longest registration was 6 years at Raymond James & Associates, Inc. (2000–2006). Before joining The Millstone Evans Group in 2021, Toni Noto was registered through Raymond James & Associates, Inc. and Raymond James Financial Services.
- Raymond James & Associates, Inc.– · 4 yearsBoulder, CO · Adviser representative · Firm CRD 705
- Raymond James Financial Services– · under a yearCarrollton, GA · Adviser representative · Firm CRD 6694
- Raymond James & Associates, Inc.– · 6 yearsSt. Petersburg, FL · Adviser representative · Firm CRD 705
Investment adviser representative registrations
Toni Noto is registered as an investment adviser representative in Colorado, since January 2021.
- ColoradoSince 4 January 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 2 May 2016 |
| Series 7 | General Securities Representative Examination | 15 July 2014 |
| Series 65 | Uniform Investment Adviser Law Examination | 20 December 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 April 1988 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Toni Ann Noto
- CRD
- 1454948
- Firm
- The Millstone Evans Group · CRD 311142
- Registration
- Investment adviser registration
- In the industry since
- April 1994
- Disciplinary history
- Not yet shown here · SEC record
Where does Toni Noto work?
Toni Noto is an investment adviser representative registered through The Millstone Evans Group, LLC since January 2021, and is not listed among the firm’s executive officers or direct owners.
Is Toni Noto a financial advisor?
Yes. Toni Noto has a current investment-adviser registration in Colorado, through The Millstone Evans Group since January 2021.
How many years of experience does Toni Noto have?
Toni Noto has 32 years in the financial industry, since April 1994, across 3 adviser firms.
What exams has Toni Noto passed?
Toni Noto has passed 4 licensing exams: the Series 63, Series 65, Series 7 and Series 66. The earliest, the Series 63, was passed in April 1988. FINRA credited Toni Noto with the SIE, which began in October 2018.
Where did Toni Noto work before The Millstone Evans Group?
Before The Millstone Evans Group, Toni Noto was registered through Raymond James Financial Services, December 2007 to January 2008; Raymond James & Associates, Inc., January 2000 to April 2006.
Is Toni Noto registered with FINRA?
No. Toni Noto has no current broker registration.
How can I verify Toni Noto’s record?
Search CRD 1454948 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Toni Noto’s full registration record.
