Todd Sturman has been Owner and Chief Compliance Officer of Sturman Wealth Advisors since May 2024, is a control person of the firm and directly owns 75% or more of it. Todd Sturman studied at the University of Virginia.
Sturman Wealth Advisors, LLC is a Charlottesville, VA firm with $116M under management, 91 clients and 2 advisers across 2 offices, as of its February 2026 filing.
Todd Sturman is Wealth Advisor of Sturman Wealth Advisors. After graduating from the University of Virginia, he gained experience with MFS Investment Management, Mellon Private Asset Management (now BNY Mellon), and American Express Financial Advisors (now Ameriprise Financial). In 2003, he founded his independent practice and has been directly serving clients since then.
Todd Sturman’s longest registration was 10 years at Commonwealth Financial Network (2003–2014). Before joining Sturman Wealth Advisors in 2024, Todd Sturman was registered through Private Advisor Group, LLC and Elizabeth H. Kross Dba Harbor Investment Group.
- Sturman Wealth AdvisorsCurrent– present · 2 yearsCharlottesville, VA · Adviser representative · Firm CRD 331560
- Private Advisor Group, LLC– · 10 yearsCharlottesville, VA · Adviser representative · Firm CRD 155216
- Elizabeth H. Kross Dba Harbor Investment Group– · under a yearWaltham, MA · Adviser representative · Firm CRD 143255
- Commonwealth Financial Network– · 10 yearsWaltham, MA · Adviser representative · Firm CRD 8032
Professional designations
Listed by Sturman Wealth Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Accredited Investment Fiduciary® (AIF®)
Investment adviser representative registrations
Todd Sturman is registered as an investment adviser representative in 2 states. Each was approved in September 2024.
- TexasSince 11 September 2024
- VirginiaSince 11 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 3 November 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 May 2000 |
| Series 7 | General Securities Representative Examination | 28 March 2000 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Todd Anthony Sturman
- CRD
- 2974713
- Firm
- Sturman Wealth Advisors · CRD 331560
- Role
- Owner and Chief Compliance Officer
- Office
- 404 PEOPLE PLACE, SUITE 404, Charlottesville, VA 22911
- Registration
- Investment adviser registration
- In the industry since
- May 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- sturmanwealth.com
Where does Todd Sturman work?
Todd Sturman has been Owner and Chief Compliance Officer of Sturman Wealth Advisors, LLC since May 2024, and is a control person of the firm.
Is Todd Sturman a financial advisor?
Yes. Todd Sturman has a current investment-adviser registration in Texas and Virginia, through Sturman Wealth Advisors since September 2024.
How many years of experience does Todd Sturman have?
Todd Sturman has 26 years in the financial industry, since May 2000, across 4 adviser firms.
What exams has Todd Sturman passed?
Todd Sturman has passed 4 licensing exams: the Series 7, Series 63, Series 66 and Series 6TO. The earliest, the Series 7, was passed in March 2000. FINRA credited Todd Sturman with the SIE, which began in October 2018.
Where did Todd Sturman work before Sturman Wealth Advisors?
Before Sturman Wealth Advisors, Todd Sturman was registered through Private Advisor Group, LLC, June 2014 to September 2024; Elizabeth H. Kross Dba Harbor Investment Group, January 2008 to November 2008; Commonwealth Financial Network, November 2003 to June 2014.
Where is Todd Sturman based?
Todd Sturman’s registered office is in Charlottesville, VA.
Is Todd Sturman registered with FINRA?
No. Todd Sturman has no current broker registration.
Is Todd Sturman a CFP?
Sturman Wealth Advisors lists Todd Sturman with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Todd Sturman’s record?
Search CRD 2974713 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Todd Sturman’s full registration record.