Todd Smith has been an investment adviser representative at Lifeworks Advisors since June 2024, and is not listed among the firm’s executive officers or direct owners.
Lifeworks Advisors, LLC is a Grand Rapids, MI firm with $967M under management, 1,814 clients and 40 advisers across 37 offices, as of its June 2026 filing.
Todd Smith is Partner, Senior Advisor of Lifeworks Advisors, based in Colorado Springs, Colorado. He has over 20 years of experience helping individuals and families prepare for retirement, with a focus on tax-efficient income planning, Roth conversions, charitable giving and estate planning. Before joining Lifeworks, he ran his own firm.
Todd Smith’s longest registration was 8 years at Level 5 Financial, LLC (2016–2024). Before joining Lifeworks Advisors in 2024, Todd Smith was registered through Level 5 Financial, LLC and Advisers Investment Management, Inc.
- Lifeworks Advisors, LLCCurrent– present · 2 yearsColorado Springs, CO · Adviser representative · Firm CRD 288255
- Level 5 Financial, LLC– · 8 yearsColorado Springs, CO · Adviser representative · Firm CRD 283018
- Advisers Investment Management, Inc.– · 7 yearsColorado Springs, CO · Adviser representative · Firm CRD 112649
- Vanguard Advisers Inc– · 1 yearValley Forge, PA · Adviser representative · Firm CRD 106715
Professional designations
Listed by Lifeworks Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Financial Consultant (ChFC®)
- Certified Tax Master (CTM®)
- Certified in Long-Term Care (CLTC®)
Investment adviser representative registrations
Todd Smith is registered as an investment adviser representative in Colorado, since June 2024.
- ColoradoSince 18 June 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 December 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 November 1997 |
| Series 7 | General Securities Representative Examination | 16 October 1997 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Todd Stephen Smith
- CRD
- 2942236
- Firm
- Lifeworks Advisors · CRD 288255
- Office
- 102 S Tejon St, Suite 1100, Colorado Springs, CO 80903
- Registration
- Investment adviser registration
- In the industry since
- June 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lifeworksadvisors.com
Where does Todd Smith work?
Todd Smith is an investment adviser representative registered through Lifeworks Advisors, LLC since June 2024, and is not listed among the firm’s executive officers or direct owners.
Is Todd Smith a financial advisor?
Yes. Todd Smith has a current investment-adviser registration in Colorado, through Lifeworks Advisors since June 2024.
How many years of experience does Todd Smith have?
Todd Smith has 22 years in the financial industry, since June 2004, across 4 adviser firms.
What exams has Todd Smith passed?
Todd Smith has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in October 1997.
Where did Todd Smith work before Lifeworks Advisors?
Before Lifeworks Advisors, Todd Smith was registered through Advisers Investment Management, Inc., April 2010 to July 2017; Vanguard Advisers Inc, December 2003 to February 2005.
Where is Todd Smith based?
Todd Smith’s registered office is in Colorado Springs, CO.
Is Todd Smith registered with FINRA?
No. Todd Smith has no current broker registration.
Is Todd Smith a CFP?
Lifeworks Advisors lists Todd Smith with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Todd Smith’s record?
Search CRD 2942236 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Todd Smith’s full registration record.
