Todd Seymour has been Managing Member, Principal and Chief Compliance Officer of Personalized Financial Solutions since November 2020, is a control person of the firm and directly owns 75% or more of it.
Personalized Financial Solutions LLC is a Clearwater, FL firm with $143M under management, 144 clients and 2 advisers in one office, as of its September 2026 filing.
Todd Seymour’s longest registration is the current one, 5 years at Personalized Financial Solutions since 2021. Before joining Personalized Financial Solutions in 2021, Todd Seymour was registered through Steward Partners Investment Advisory, LLC and Morgan Stanley.
- – present · 5 yearsClearwater, FL · Adviser representative · Firm CRD 306475
- Steward Partners Investment Advisory, LLC– · 3 yearsClearwater, FL · Adviser representative · Firm CRD 283004
- Morgan Stanley– · 2 yearsClearwater, FL · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Todd Seymour is registered as an investment adviser representative in Florida, since February 2021.
- FloridaSince 17 February 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 14 July 2014 |
| Series 7 | General Securities Representative Examination | 2 June 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Todd Michael Seymour
- CRD
- 3249733
- Firm
- Personalized Financial Solutions · CRD 306475
- Role
- Managing Member, Principal and Chief Compliance Officer
- Office
- 28163 US HIGHWAY 19 NORTH, SUITE 205, Clearwater, FL 33761
- Registration
- Investment adviser registration
- In the industry since
- August 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Todd Seymour work?
Todd Seymour has been Managing Member, Principal and Chief Compliance Officer of Personalized Financial Solutions LLC since November 2020, and is a control person of the firm.
Is Todd Seymour a financial advisor?
Yes. Todd Seymour has a current investment-adviser registration in Florida, through Personalized Financial Solutions since February 2021.
How many years of experience does Todd Seymour have?
Todd Seymour has 12 years in the financial industry, since August 2014, across 3 adviser firms.
What exams has Todd Seymour passed?
Todd Seymour has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in June 2014. FINRA credited Todd Seymour with the SIE, which began in October 2018.
Where did Todd Seymour work before Personalized Financial Solutions?
Before Personalized Financial Solutions, Todd Seymour was registered through Steward Partners Investment Advisory, LLC, April 2017 to November 2020; Morgan Stanley, July 2014 to February 2017.
Where is Todd Seymour based?
Todd Seymour’s registered office is in Clearwater, FL.
Is Todd Seymour registered with FINRA?
No. Todd Seymour has no current broker registration.
How can I verify Todd Seymour’s record?
Search CRD 3249733 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Todd Seymour’s full registration record.